Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen James Arbuckle
IRN SJA01126
- (452)CF1 Director (AR) (28 Mar 2014 to 30 Sep 2018)
- (451)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
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Stephen John Tom
IRN SJT01270
- (1713)CF1 Director (AR) (19 Jul 2017 to 30 Sep 2018)
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Stephen John Wakelin
IRN SJW01473
- (324)CF5 Director of Unincorporated Association (AR) (21 Jan 2015 to 30 Sep 2018)
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Stephen Mapley
IRN SXM02631
- (993)CF1 Director (AR) (4 Mar 2011 to 30 Sep 2018)
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Stephen Michael Clancy
IRN SMC01280
- (20)CF1 Director (AR) (10 Jul 2018 to 30 Sep 2018)
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Stephen Michael Whitfield
IRN SMW01240
- (76)CF1 Director (AR) (20 Jul 2017 to 30 Sep 2018)
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Stephen Paul Barstow
IRN SPB01200
- (1314)CF1 Director (AR) (16 Dec 2015 to 30 Sep 2018)
- (1313)CF4 Partner (AR) (14 May 2013 to 16 Nov 2015)
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Stephen Paul Goody
IRN SPG01093
- (973)CF1 Director (AR) (14 Jan 2005 to 12 Dec 2013)
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Stephen Philpott
IRN SXP02209
- (356)CF5 Director of Unincorporated Association (AR) (31 Oct 2014 to 9 Aug 2018)
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Stephen Ronald Tushingham
IRN SRT01065
- (1538)CF4 Partner (AR) (15 Sep 2005 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Moorview Veterinary Practice Limited (no longer appointed)
FRN 492522 · Appointed 5 Dec 2008 · Until 19 May 2017
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All Animals Veterinary Clinic Ltd (no longer appointed)
FRN 492523 · Appointed 5 Dec 2008 · Until 7 Nov 2014
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Shropshire Hills Veterinary Practice Ltd (no longer appointed)
FRN 491303 · Appointed 11 Nov 2008 · Until 11 Aug 2014
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Siberian Husky Club GB Welfare (no longer appointed)
FRN 490161 · Appointed 16 Oct 2008 · Until 8 Apr 2015
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Second Chance Feline Rescue (no longer appointed)
FRN 490143 · Appointed 15 Oct 2008 · Until 27 Apr 2016
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Silverton Veterinary Practice Ltd (no longer appointed)
FRN 490129 · Appointed 15 Oct 2008 · Until 1 Oct 2018
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Three Mile Veterinary Clinic (no longer appointed)
FRN 490127 · Appointed 15 Oct 2008 · Until 16 Apr 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1734)CF4 Partner (AR)
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controlled function added: (1733)CF3 Chief Executive (AR)
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controlled function added: (1732)CF1 Director
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controlled function added: (1731)CF3 Chief Executive
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controlled function added: (1730)CF8 Apportionment and Oversight
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controlled function added: (1729)SMF3 Executive Director
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controlled function added: (1728)Responsible for Insurance Mediation
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controlled function added: (1727)SMF3 Executive Director
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controlled function added: (1726)[FCA CF] Significant management
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controlled function added: (1725)[FCA CF] Manager of certification employee