Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon David Sutcliffe
IRN SDS01087
- (1182)CF1 Director (AR) (3 Jun 2015 to 17 Nov 2017)
- (1181)CF4 Partner (AR) (14 Jan 2005 to 20 May 2015)
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Simon Douglas Collier Lyddon
IRN SXL02085
- (194)CF4 Partner (AR) (29 Feb 2016 to 27 Feb 2018)
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Simon Edwin Neuhoff
IRN SEN01024
- (410)CF1 Director (AR) (13 May 2014 to 30 Sep 2018)
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Simon Hugh Thomas
IRN SHT01016
- (856)CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2018)
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Simon Ian Want
IRN SIW01008
- (1175)CF4 Partner (AR) (14 Jan 2005 to 21 Jun 2017)
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Simon James Backshall
IRN SJB01564
- (1710)CF1 Director (AR) (20 May 2009 to 30 Sep 2018)
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Simon Neville Cartwright
IRN SNC01052
- (470)CF1 Director (AR) (26 Sep 2013 to 30 Sep 2018)
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Simon Nicholas Perry
IRN SNP01029
- (589)CF1 Director (AR) (14 Jan 2005 to 21 Nov 2012)
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Simon Paul Pudsey
IRN SPP01064
- (1623)CF4 Partner (AR) (14 Jan 2005 to 31 Mar 2016)
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Simon Peter Horsley-Gubbins
IRN SPH01190
- (267)CF1 Director (AR) (9 Apr 2014 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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THE TERN VETERINARY GROUP (no longer appointed)
FRN 565297 · Appointed 27 Sep 2011 · Until 1 Oct 2018
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SHINFIELD VETERINARY SURGERY (no longer appointed)
FRN 564978 · Appointed 20 Sep 2011 · Until 1 Oct 2018
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Duchy Veterinary Limited (no longer appointed)
FRN 562709 · Appointed 22 Aug 2011 · Until 30 Sep 2014
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Churchend Veterinary Centre (no longer appointed)
FRN 562788 · Appointed 22 Aug 2011 · Until 30 Jul 2014
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Priory Veterinary Group (Christchurch) Ltd (no longer appointed)
FRN 562572 · Appointed 18 Aug 2011 · Until 1 Oct 2018
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C Bell Associates Limited (no longer appointed)
FRN 556479 · Appointed 20 Jul 2011 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1734)CF4 Partner (AR)
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controlled function added: (1733)CF3 Chief Executive (AR)
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controlled function added: (1732)CF1 Director
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controlled function added: (1731)CF3 Chief Executive
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controlled function added: (1730)CF8 Apportionment and Oversight
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controlled function added: (1729)SMF3 Executive Director
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controlled function added: (1728)Responsible for Insurance Mediation
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controlled function added: (1727)SMF3 Executive Director
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controlled function added: (1726)[FCA CF] Significant management
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controlled function added: (1725)[FCA CF] Manager of certification employee