Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon David Sutcliffe
IRN SDS01087
- (1182)CF1 Director (AR) (3 Jun 2015 to 17 Nov 2017)
- (1181)CF4 Partner (AR) (14 Jan 2005 to 20 May 2015)
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Simon Douglas Collier Lyddon
IRN SXL02085
- (194)CF4 Partner (AR) (29 Feb 2016 to 27 Feb 2018)
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Simon Edwin Neuhoff
IRN SEN01024
- (410)CF1 Director (AR) (13 May 2014 to 30 Sep 2018)
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Simon Hugh Thomas
IRN SHT01016
- (856)CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2018)
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Simon Ian Want
IRN SIW01008
- (1175)CF4 Partner (AR) (14 Jan 2005 to 21 Jun 2017)
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Simon James Backshall
IRN SJB01564
- (1710)CF1 Director (AR) (20 May 2009 to 30 Sep 2018)
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Simon Neville Cartwright
IRN SNC01052
- (470)CF1 Director (AR) (26 Sep 2013 to 30 Sep 2018)
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Simon Nicholas Perry
IRN SNP01029
- (589)CF1 Director (AR) (14 Jan 2005 to 21 Nov 2012)
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Simon Paul Pudsey
IRN SPP01064
- (1623)CF4 Partner (AR) (14 Jan 2005 to 31 Mar 2016)
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Simon Peter Horsley-Gubbins
IRN SPH01190
- (267)CF1 Director (AR) (9 Apr 2014 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1744)CF1 Director (AR)
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controlled function added: (1743)CF1 Director (AR)
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controlled function added: (1742)CF1 Director
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controlled function added: (1741)SMF3 Executive Director
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controlled function added: (1740)Responsible for Insurance Distribution
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controlled function added: (1739)Responsible for Insurance Mediation
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controlled function added: (1738)CF1 Director
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controlled function added: (1737)SMF3 Executive Director
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controlled function added: (1736)CF4 Partner (AR)
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controlled function added: (1735)CF1 Director (AR)