Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Jayne McVicar
IRN SJM01387
- (1635)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
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Sarah Jayne Wyatt
IRN SJW01437
- (1633)CF4 Partner (AR) (1 Sep 2011 to 29 Sep 2014)
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Sarah Joan Hales
IRN SJH01446
- (775)CF1 Director (AR) (25 Sep 2007 to 30 Sep 2018)
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Sarah Joy Smith
IRN SJS01260
- (1142)CF4 Partner (AR) (14 Jan 2005 to 28 Apr 2006)
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Sarah Louise Collins
IRN SLC01162
- (142)CF5 Director of Unincorporated Association (AR) (20 Sep 2017 to 30 Sep 2018)
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Sarah Louise Dawkins
IRN SLD01044
- (814)CF4 Partner (AR) (14 Jan 2005 to 17 Jan 2012)
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Sarah Louise Head
IRN SLH01128
- (359)CF1 Director (AR) (23 Oct 2014 to 30 Sep 2018)
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Sarah May Solomon
IRN SMS01257
- (1240)CF1 Director (AR) (16 Sep 2013 to 30 Sep 2018)
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Sarah Middleton
IRN SXM03169
- (1747)CF4 Partner (AR) (20 Feb 2015 to 30 Sep 2018)
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Sarah Patricia Green
IRN SPG01090
- (1080)CF1 Director (AR) (14 Jan 2005 to 28 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1754)CF4 Partner (AR)
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controlled function added: (1753)CF1 Director (AR)
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controlled function added: (1752)CF1 Director (AR)
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controlled function added: (1751)CF4 Partner (AR)
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controlled function added: (1750)[FCA CF] Significant management
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controlled function added: (1749)CF1 Director (AR)
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controlled function added: (1748)CF1 Director (AR)
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controlled function added: (1747)CF4 Partner (AR)
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controlled function added: (1746)CF1 Director (AR)
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controlled function added: (1745)CF1 Director (AR)