Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
-
Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Roger Frederick Wallace
IRN RFW01059
- (342)CF1 Director (AR) (4 Dec 2014 to 8 Nov 2017)
-
Roger James Lewis
IRN RJL01148
- (550)CF4 Partner (AR) (14 Jan 2005 to 10 Jan 2018)
-
Roger Martin Black Wilson
IRN RMW01117
- (486)CF1 Director (AR) (18 May 2015 to 13 Nov 2015)
- (485)CF4 Partner (AR) (14 Jan 2005 to 11 May 2015)
-
Roger Simon Cogan
IRN RSC01078
- (1557)CF1 Director (AR) (26 Oct 2012 to 30 Sep 2018)
- (1556)CF4 Partner (AR) (14 Jan 2005 to 26 Oct 2012)
-
Roger Stuart Edwards
IRN RSE01017
- (448)CF1 Director (AR) (28 Jan 2009 to 30 Sep 2018)
-
Roger Stuart Hands
IRN RSH01082
- (423)CF1 Director (AR) (14 Jan 2005 to 2 May 2008)
-
Ronald Henry Soutar
IRN RXS01775
- (1268)CF4 Partner (AR) (21 Jul 2005 to 18 Aug 2008)
-
Rory Alistair Bynoth Burke
IRN RAB01396
- (1203)CF4 Partner (AR) (26 Mar 2012 to 30 Sep 2018)
-
Rory Andrew Shearer
IRN RAS01299
- (1010)CF1 Director (AR) (14 May 2008 to 12 Apr 2018)
-
Rosamond Margaret Norman
IRN RMN01048
- (367)CF5 Director of Unincorporated Association (AR) (10 Oct 2014 to 31 Jan 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
-
Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
-
The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
-
Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
-
GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
-
Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
-
Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (1754)CF4 Partner (AR)
-
controlled function added: (1753)CF1 Director (AR)
-
controlled function added: (1752)CF1 Director (AR)
-
controlled function added: (1751)CF4 Partner (AR)
-
controlled function added: (1750)[FCA CF] Significant management
-
controlled function added: (1749)CF1 Director (AR)
-
controlled function added: (1748)CF1 Director (AR)
-
controlled function added: (1747)CF4 Partner (AR)
-
controlled function added: (1746)CF1 Director (AR)
-
controlled function added: (1745)CF1 Director (AR)