Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Frederick Wallace
IRN RFW01059
- (342)CF1 Director (AR) (4 Dec 2014 to 8 Nov 2017)
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Roger James Lewis
IRN RJL01148
- (550)CF4 Partner (AR) (14 Jan 2005 to 10 Jan 2018)
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Roger Martin Black Wilson
IRN RMW01117
- (486)CF1 Director (AR) (18 May 2015 to 13 Nov 2015)
- (485)CF4 Partner (AR) (14 Jan 2005 to 11 May 2015)
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Roger Simon Cogan
IRN RSC01078
- (1557)CF1 Director (AR) (26 Oct 2012 to 30 Sep 2018)
- (1556)CF4 Partner (AR) (14 Jan 2005 to 26 Oct 2012)
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Roger Stuart Edwards
IRN RSE01017
- (448)CF1 Director (AR) (28 Jan 2009 to 30 Sep 2018)
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Roger Stuart Hands
IRN RSH01082
- (423)CF1 Director (AR) (14 Jan 2005 to 2 May 2008)
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Ronald Henry Soutar
IRN RXS01775
- (1268)CF4 Partner (AR) (21 Jul 2005 to 18 Aug 2008)
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Rory Alistair Bynoth Burke
IRN RAB01396
- (1203)CF4 Partner (AR) (26 Mar 2012 to 30 Sep 2018)
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Rory Andrew Shearer
IRN RAS01299
- (1010)CF1 Director (AR) (14 May 2008 to 12 Apr 2018)
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Rosamond Margaret Norman
IRN RMN01048
- (367)CF5 Director of Unincorporated Association (AR) (10 Oct 2014 to 31 Jan 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Potton Veterinary Limited (no longer appointed)
FRN 486523 · Appointed 25 Jul 2008 · Until 1 Oct 2018
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GUIDE DOGS FOR THE BLIND ASSOCIATION (TRADING COMPANY) LIMITED(THE) (no longer appointed)
FRN 486479 · Appointed 24 Jul 2008 · Until 1 Oct 2018
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RSPCA Southporth & District Branch (no longer appointed)
FRN 485895 · Appointed 10 Jul 2008 · Until 31 Oct 2013
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E.C. Straiton and Partners LLP (no longer appointed)
FRN 485896 · Appointed 10 Jul 2008 · Until 8 Apr 2015
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Broadway Veterinary Centre (no longer appointed)
FRN 484904 · Appointed 18 Jun 2008 · Until 1 Oct 2018
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Borrajo's Veterinary Clinics (no longer appointed)
FRN 484712 · Appointed 13 Jun 2008 · Until 29 Jan 2010
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Rusthall Veterinary Practice Ltd (no longer appointed)
FRN 484556 · Appointed 12 Jun 2008 · Until 6 Apr 2018
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The Honeybourne Veterinary Centre Ltd (no longer appointed)
FRN 484559 · Appointed 12 Jun 2008 · Until 19 May 2017
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1754)CF4 Partner (AR)
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controlled function added: (1753)CF1 Director (AR)
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controlled function added: (1752)CF1 Director (AR)
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controlled function added: (1751)CF4 Partner (AR)
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controlled function added: (1750)[FCA CF] Significant management
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controlled function added: (1749)CF1 Director (AR)
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controlled function added: (1748)CF1 Director (AR)
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controlled function added: (1747)CF4 Partner (AR)
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controlled function added: (1746)CF1 Director (AR)
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controlled function added: (1745)CF1 Director (AR)