Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Randall
IRN SXR01604
- (1601)CF1 Director (AR) (8 Sep 2006 to 17 Oct 2014)
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Scott Andrew Crosby
IRN SAC01305
- (82)CF1 Director (AR) (24 Jun 2017 to 30 Sep 2018)
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Scott Anthony Craddock
IRN SAC01219
- (1657)CF5 Director of Unincorporated Association (AR) (7 Dec 2007 to 1 Dec 2011)
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Scott Fraser Crae
IRN SFC01037
- (1642)CF4 Partner (AR) (14 Jan 2005 to 28 Apr 2006)
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Scott Letham Rigg
IRN SLR01078
- (233)CF4 Partner (AR) (11 May 2015 to 16 Aug 2017)
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Scott MacLeod Carpenter
IRN SMC01185
- (1360)CF4 Partner (AR) (15 Jul 2005 to 30 Sep 2018)
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Scott Stewart Young
IRN SSY01006
- (724)CF4 Partner (AR) (14 Jan 2005 to 12 Jan 2016)
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Scott White Sinclair Dickson
IRN SWD01045
- (553)CF1 Director (AR) (15 Jun 2011 to 1 Jun 2016)
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Sean Martin Fear
IRN SMF01099
- (874)CF5 Director of Unincorporated Association (AR) (10 Dec 2009 to 15 Jan 2016)
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Sebastian Jeremy Daly
IRN SJD01299
- (1087)CF1 Director (AR) (29 Jun 2011 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Southampton Rabbit Rescue (no longer appointed)
FRN 534812 · Appointed 2 Nov 2010 · Until 1 Oct 2018
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Iveagh Veterinary Surgery (no longer appointed)
FRN 534609 · Appointed 28 Oct 2010 · Until 1 Oct 2018
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St Francis Animal Welfare (no longer appointed)
FRN 531072 · Appointed 3 Sep 2010 · Until 12 Jul 2012
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Mrs Lynn McCluskie Gibson Owens (no longer appointed)
FRN 531070 · Appointed 3 Sep 2010 · Until 12 Jul 2017
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Friends of Alita's Trust (UK) (no longer appointed)
FRN 530242 · Appointed 23 Aug 2010 · Until 28 Aug 2014
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Hull Animal Welfare Trust (no longer appointed)
FRN 528703 · Appointed 29 Jul 2010 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1754)CF4 Partner (AR)
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controlled function added: (1753)CF1 Director (AR)
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controlled function added: (1752)CF1 Director (AR)
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controlled function added: (1751)CF4 Partner (AR)
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controlled function added: (1750)[FCA CF] Significant management
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controlled function added: (1749)CF1 Director (AR)
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controlled function added: (1748)CF1 Director (AR)
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controlled function added: (1747)CF4 Partner (AR)
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controlled function added: (1746)CF1 Director (AR)
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controlled function added: (1745)CF1 Director (AR)