Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shirley Ann Norrington
IRN SAN01057
- (1491)CF1 Director (AR) (16 Dec 2011 to 7 Mar 2017)
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Shirley Buckingham
IRN SXB02885
- (379)CF5 Director of Unincorporated Association (AR) (18 Sep 2014 to 3 Sep 2015)
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Shirley Denise Phinn
IRN SDP01119
- (214)CF5 Director of Unincorporated Association (AR) (8 Oct 2015 to 30 Sep 2018)
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Shona Margaret McTaggert
IRN SMM01176
- (907)CF1 Director (AR) (7 Oct 2011 to 30 Sep 2018)
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Shona Moffat Middlemas
IRN SMM01223
- (157)CF5 Director of Unincorporated Association (AR) (29 Jul 2016 to 30 Sep 2018)
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Shona Ruth Mackay
IRN SRM01133
- (419)CF1 Director (AR) (14 Jan 2005 to 30 Sep 2018)
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Simon Alyn Constable
IRN SAC01171
- (639)CF1 Director (AR) (14 Jan 2005 to 17 May 2017)
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Simon Bailey
IRN SXB02583
- (1312)CF1 Director (AR) (23 Nov 2011 to 30 Sep 2018)
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Simon Brent Price
IRN SBP01035
- (1652)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 29 Mar 2017)
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Simon Cavendish McGinn
IRN SCM01128
- (1770)SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
- (1771)CF1 Director (16 Sep 2016 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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THE TERN VETERINARY GROUP (no longer appointed)
FRN 565297 · Appointed 27 Sep 2011 · Until 1 Oct 2018
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SHINFIELD VETERINARY SURGERY (no longer appointed)
FRN 564978 · Appointed 20 Sep 2011 · Until 1 Oct 2018
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Duchy Veterinary Limited (no longer appointed)
FRN 562709 · Appointed 22 Aug 2011 · Until 30 Sep 2014
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Churchend Veterinary Centre (no longer appointed)
FRN 562788 · Appointed 22 Aug 2011 · Until 30 Jul 2014
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Priory Veterinary Group (Christchurch) Ltd (no longer appointed)
FRN 562572 · Appointed 18 Aug 2011 · Until 1 Oct 2018
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C Bell Associates Limited (no longer appointed)
FRN 556479 · Appointed 20 Jul 2011 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1754)CF4 Partner (AR)
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controlled function added: (1753)CF1 Director (AR)
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controlled function added: (1752)CF1 Director (AR)
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controlled function added: (1751)CF4 Partner (AR)
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controlled function added: (1750)[FCA CF] Significant management
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controlled function added: (1749)CF1 Director (AR)
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controlled function added: (1748)CF1 Director (AR)
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controlled function added: (1747)CF4 Partner (AR)
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controlled function added: (1746)CF1 Director (AR)
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controlled function added: (1745)CF1 Director (AR)