Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Victoria Anne Maude
IRN VAM01047
- (47)CF5 Director of Unincorporated Association (AR) (2 Mar 2018 to 30 Sep 2018)
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Victoria Jennifer Johnston
IRN VJJ01020
- (444)CF1 Director (AR) (4 Jul 2012 to 4 Dec 2012)
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Victoria Louise Gower
IRN VLG01008
- (635)CF1 Director (AR) (10 Jun 2014 to 30 Sep 2018)
- (634)CF4 Partner (AR) (14 Jan 2005 to 30 Oct 2007)
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Victoria Ruth Foster
IRN VRF00003
- (606)CF1 Director (AR) (14 Jan 2005 to 16 Dec 2016)
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Vincent John Wager
IRN VJW01029
- (399)CF1 Director (AR) (7 Jul 2014 to 30 Sep 2018)
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Vivien Margaret Fowler
IRN VMF01008
- (1225)CF5 Director of Unincorporated Association (AR) (23 Sep 2010 to 30 Sep 2018)
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Wendy Dowding
IRN WXD01155
- (171)CF5 Director of Unincorporated Association (AR) (21 Jun 2016 to 30 Sep 2018)
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Wendy Elizabeth Anne Rowntree
IRN WER01015
- (270)CF1 Director (AR) (7 Apr 2014 to 30 Sep 2018)
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Wendy Elizabeth McGrandles
IRN WEM01032
- (79)CF1 Director (AR) (29 Jun 2017 to 30 Sep 2018)
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Wendy Joan Barton
IRN WJB01068
- (793)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1464)CF1 Director (AR)
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controlled function added: (1463)CF4 Partner (AR)
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controlled function added: (1462)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1461)CF1 Director (AR)
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controlled function added: (1460)CF4 Partner (AR)
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controlled function added: (1459)CF1 Director (AR)
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controlled function added: (1458)CF1 Director (AR)
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controlled function added: (1457)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1456)CF4 Partner (AR)
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controlled function added: (1455)CF4 Partner (AR)