Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Donna Phillipson
IRN DXP02302
- (92)CF5 Director of Unincorporated Association (AR) (24 May 2017 to 22 Sep 2017)
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Dorothy Patricia Schofield
IRN DPS01116
- (1287)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 23 Jan 2013)
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Dorothy Woolf
IRN DXW01567
- (558)CF5 Director of Unincorporated Association (AR) (13 Apr 2005 to 19 Jul 2011)
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Douglas Lees Hall
IRN DLH01073
- (989)CF1 Director (AR) (14 Jan 2005 to 28 Apr 2006)
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Douglas Paterson
IRN DXP01773
- (657)CF1 Director (AR) (21 Dec 2011 to 30 Sep 2018)
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Douglas Stephen Cave
IRN DSC01094
- (1449)CF1 Director (AR) (21 Nov 2012 to 30 Sep 2018)
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Duncan John David Mitchell
IRN DJM01619
- (620)CF4 Partner (AR) (9 Aug 2013 to 30 Sep 2018)
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Duncan Simon Midgley
IRN DSM01102
- (1688)CF1 Director (AR) (14 Jun 2005 to 2 Dec 2016)
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Dwynwen Mari Palmer
IRN DMP01128
- (1689)CF3 Chief Executive (AR) (4 Feb 2013 to 30 Sep 2018)
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Earl Alexander Kincaid
IRN EAK01014
- (500)CF4 Partner (AR) (14 Jan 2005 to 17 Sep 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Canonbury Veterinary Practice (no longer appointed)
FRN 405022 · Appointed 14 Jan 2005 · Until 30 Sep 2018
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Capontree Veterinary Centre (no longer appointed)
FRN 417078 · Appointed 14 Jan 2005 · Until 1 Oct 2018
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Caring For Cats East Yorkshire & Humber (no longer appointed)
FRN 413516 · Appointed 14 Jan 2005 · Until 1 Oct 2018
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Carmarthen Veterinary Centre (no longer appointed)
FRN 422188 · Appointed 14 Jan 2005 · Until 12 Apr 2010
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Carmel Veterinary Centre Limited (no longer appointed)
FRN 407523 · Appointed 14 Jan 2005 · Until 18 Jul 2017
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Carrick Veterinary Group Ltd (no longer appointed)
FRN 417180 · Appointed 14 Jan 2005 · Until 14 May 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1764)CF1 Director (AR)
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controlled function added: (1763)CF4 Partner (AR)
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controlled function added: (1762)SMF3 Executive Director
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controlled function added: (1761)Responsible for Insurance Distribution
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controlled function added: (1760)CF1 Director
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controlled function added: (1759)SMF3 Executive Director
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controlled function added: (1758)CF1 Director (AR)
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controlled function added: (1757)CF1 Director (AR)
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controlled function added: (1756)CF4 Partner (AR)
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controlled function added: (1755)SMF3 Executive Director