Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karen Anne Kappen
IRN KAK01026
- (1160)CF1 Director (AR) (15 Jun 2006 to 30 Sep 2018)
- (1159)CF4 Partner (AR) (14 Jan 2005 to 15 Jun 2006)
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Karen Celia Young
IRN KCY01008
- (440)CF4 Partner (AR) (21 Jan 2005 to 30 Sep 2018)
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Karen Elizabeth Pare
IRN KEP01026
- (50)CF5 Director of Unincorporated Association (AR) (23 Jan 2018 to 30 Sep 2018)
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Karen Inga Campbell
IRN KIC01006
- (1514)CF1 Director (AR) (12 May 2015 to 30 Sep 2018)
- (1513)CF4 Partner (AR) (24 Feb 2006 to 5 May 2015)
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Karen Janet Berry
IRN KJB01122
- (778)CF4 Partner (AR) (14 Jan 2005 to 2 May 2008)
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Karen Jayne Pearce
IRN KJP01062
- (1648)CF4 Partner (AR) (14 Jan 2005 to 29 Mar 2018)
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Karen Jones
IRN KXJ01133
- (1219)CF1 Director (AR) (18 Dec 2015 to 30 Sep 2018)
- (1218)CF4 Partner (AR) (14 Jan 2005 to 30 Nov 2015)
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Karen Lesley Kettle
IRN KLK01020
- (1647)CF1 Director (AR) (17 Oct 2013 to 30 Sep 2018)
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Karen Louise Tyrrell
IRN KLT01029
- (1005)CF1 Director (AR) (16 May 2012 to 30 Sep 2018)
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Karina Barbara Carrall-Wilcocks
IRN KBC01025
- (1089)CF4 Partner (AR) (16 Mar 2011 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Regent Veterinary Clinic (no longer appointed)
FRN 407558 · Appointed 14 Jan 2005 · Until 31 Aug 2006
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Animal Veterinary Services Limited (no longer appointed)
FRN 417032 · Appointed 14 Jan 2005 · Until 1 Sep 2006
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Retired Greyhound Trust. (no longer appointed)
FRN 416459 · Appointed 14 Jan 2005 · Until 11 Apr 2005
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RG Birchall Veterinary Surgeons (no longer appointed)
FRN 416443 · Appointed 14 Jan 2005 · Until 1 Sep 2006
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Rhodes Veterinary Surgery (no longer appointed)
FRN 405832 · Appointed 14 Jan 2005 · Until 22 Jul 2014
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Riada Veterinary Clinic (no longer appointed)
FRN 404569 · Appointed 14 Jan 2005 · Until 28 Apr 2006
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Richard Hillman Veterinary Surgery (no longer appointed)
FRN 416426 · Appointed 14 Jan 2005 · Until 22 Jul 2014
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Ridgeway Enterprises Ltd (no longer appointed)
FRN 407528 · Appointed 14 Jan 2005 · Until 25 Jun 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1764)CF1 Director (AR)
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controlled function added: (1763)CF4 Partner (AR)
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controlled function added: (1762)SMF3 Executive Director
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controlled function added: (1761)Responsible for Insurance Distribution
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controlled function added: (1760)CF1 Director
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controlled function added: (1759)SMF3 Executive Director
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controlled function added: (1758)CF1 Director (AR)
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controlled function added: (1757)CF1 Director (AR)
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controlled function added: (1756)CF4 Partner (AR)
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controlled function added: (1755)SMF3 Executive Director