Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raymond Anthony Cox
IRN RAC01311
- (160)CF1 Director (AR) (25 Jul 2016 to 19 Aug 2016)
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Raymond Frederick Cook
IRN RFC01049
- (1157)CF5 Director of Unincorporated Association (AR) (7 Jul 2005 to 19 Jul 2006)
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Rebecca Angela Williams
IRN RAW01211
- (708)CF4 Partner (AR) (5 Oct 2011 to 31 Jul 2014)
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Rebecca Hazel Jowett
IRN RHJ01040
- (1385)CF4 Partner (AR) (13 Dec 2012 to 30 Sep 2018)
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Rebecca Jane Davies
IRN RJD01232
- (191)CF1 Director (AR) (8 Apr 2016 to 30 Sep 2018)
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Rebecca Jane Rowe
IRN RJR01163
- (318)CF1 Director (AR) (26 Jan 2015 to 30 Sep 2018)
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Rebecca Louise Bold
IRN RLB01138
- (174)CF1 Director (AR) (6 Jun 2016 to 30 Sep 2018)
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Rebecca Louise Bradley
IRN RLB01127
- (409)CF1 Director (AR) (22 May 2014 to 30 Sep 2018)
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Rebecca Louise Davidson
IRN RLD01066
- (275)CF4 Partner (AR) (26 Mar 2014 to 30 Sep 2018)
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Rebecca Wade
IRN RXW01862
- (158)CF1 Director (AR) (25 Jul 2016 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1)CF1 Director (AR)
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controlled function added: (1773)CF4 Partner (AR)
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controlled function added: (1772)CF1 Director
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controlled function added: (1771)CF1 Director
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controlled function added: (1770)SMF3 Executive Director
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controlled function added: (1769)CF1 Director (AR)
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controlled function added: (1768)CF4 Partner (AR)
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controlled function added: (1767)CF1 Director (AR)
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controlled function added: (1766)CF4 Partner (AR)
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controlled function added: (1765)CF1 Director (AR)