Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Russell Brooks
IRN SRB01154
- (605)CF1 Director (AR) (16 May 2006 to 30 Sep 2018)
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Stephen Timothy Stead
IRN STS01032
- (1614)CF1 Director (AR) (14 Jan 2005 to 30 Sep 2018)
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Stephen Treloar
IRN SXT01336
- (1759)SMF3 Executive Director (11 Mar 2022 to 30 Jun 2023)
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Steuart Francis Jones
IRN SFJ01018
- (829)CF4 Partner (AR) (31 Aug 2011 to 17 Feb 2015)
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Steven David Bladen Hancox
IRN SDH01092
- (1533)CF1 Director (AR) (14 Jan 2005 to 16 Nov 2015)
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Steven Gillian
IRN SXG01999
- (149)CF1 Director (AR) (21 Dec 2015 to 16 Jan 2017)
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Steven Graeme Brawley
IRN SGB01084
- (807)CF4 Partner (AR) (14 Jan 2005 to 10 Sep 2007)
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Steven James Byrne
IRN SJB01532
- (1641)CF5 Director of Unincorporated Association (AR) (25 Mar 2008 to 24 Sep 2012)
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Steven John Goodear
IRN SJG01256
- (446)CF1 Director (AR) (1 Oct 2016 to 30 Sep 2018)
- (445)CF4 Partner (AR) (20 Nov 2006 to 18 Oct 2016)
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Steven John McKay
IRN SJM01391
- (784)CF1 Director (AR) (14 Jan 2005 to 1 Dec 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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THE TERN VETERINARY GROUP (no longer appointed)
FRN 565297 · Appointed 27 Sep 2011 · Until 1 Oct 2018
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SHINFIELD VETERINARY SURGERY (no longer appointed)
FRN 564978 · Appointed 20 Sep 2011 · Until 1 Oct 2018
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Duchy Veterinary Limited (no longer appointed)
FRN 562709 · Appointed 22 Aug 2011 · Until 30 Sep 2014
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Churchend Veterinary Centre (no longer appointed)
FRN 562788 · Appointed 22 Aug 2011 · Until 30 Jul 2014
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Priory Veterinary Group (Christchurch) Ltd (no longer appointed)
FRN 562572 · Appointed 18 Aug 2011 · Until 1 Oct 2018
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C Bell Associates Limited (no longer appointed)
FRN 556479 · Appointed 20 Jul 2011 · Until 1 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1)CF1 Director (AR)
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controlled function added: (1773)CF4 Partner (AR)
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controlled function added: (1772)CF1 Director
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controlled function added: (1771)CF1 Director
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controlled function added: (1770)SMF3 Executive Director
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controlled function added: (1769)CF1 Director (AR)
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controlled function added: (1768)CF4 Partner (AR)
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controlled function added: (1767)CF1 Director (AR)
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controlled function added: (1766)CF4 Partner (AR)
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controlled function added: (1765)CF1 Director (AR)