Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
-
Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stephen James Arbuckle
IRN SJA01126
- (452)CF1 Director (AR) (28 Mar 2014 to 30 Sep 2018)
- (451)CF4 Partner (AR) (14 Jan 2005 to 31 Aug 2006)
-
Stephen John Tom
IRN SJT01270
- (1713)CF1 Director (AR) (19 Jul 2017 to 30 Sep 2018)
-
Stephen John Wakelin
IRN SJW01473
- (324)CF5 Director of Unincorporated Association (AR) (21 Jan 2015 to 30 Sep 2018)
-
Stephen Mapley
IRN SXM02631
- (993)CF1 Director (AR) (4 Mar 2011 to 30 Sep 2018)
-
Stephen Michael Clancy
IRN SMC01280
- (20)CF1 Director (AR) (10 Jul 2018 to 30 Sep 2018)
-
Stephen Michael Whitfield
IRN SMW01240
- (76)CF1 Director (AR) (20 Jul 2017 to 30 Sep 2018)
-
Stephen Paul Barstow
IRN SPB01200
- (1314)CF1 Director (AR) (16 Dec 2015 to 30 Sep 2018)
- (1313)CF4 Partner (AR) (14 May 2013 to 16 Nov 2015)
-
Stephen Paul Goody
IRN SPG01093
- (973)CF1 Director (AR) (14 Jan 2005 to 12 Dec 2013)
-
Stephen Philpott
IRN SXP02209
- (356)CF5 Director of Unincorporated Association (AR) (31 Oct 2014 to 9 Aug 2018)
-
Stephen Ronald Tushingham
IRN SRT01065
- (1538)CF4 Partner (AR) (15 Sep 2005 to 30 Sep 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Animal Mission Dog & Cat Rescue (no longer appointed)
FRN 453422 · Appointed 15 Jun 2006 · Until 1 Sep 2014
-
RSPCA Norwich & Mid Norfolk Branch (no longer appointed)
FRN 453384 · Appointed 14 Jun 2006 · Until 1 Oct 2018
-
Burnden House Veterinary Centre (no longer appointed)
FRN 453379 · Appointed 14 Jun 2006 · Until 29 Jul 2014
-
Wilson and Partners Veterinary Surgeons (no longer appointed)
FRN 453386 · Appointed 14 Jun 2006 · Until 12 Nov 2009
-
Cinque Ports Vet Associates (no longer appointed)
FRN 453383 · Appointed 14 Jun 2006 · Until 22 Feb 2012
-
The Forge Veterinary Centre (no longer appointed)
FRN 417244 · Appointed 6 Jun 2006 · Until 9 Apr 2010
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (1644)CF4 Partner (AR)
-
controlled function added: (1643)CF5 Director of Unincorporated Association (AR)
-
controlled function added: (1642)CF4 Partner (AR)
-
controlled function added: (1641)CF5 Director of Unincorporated Association (AR)
-
controlled function added: (1640)CF5 Director of Unincorporated Association (AR)
-
controlled function added: (1639)CF4 Partner (AR)
-
controlled function added: (1638)CF4 Partner (AR)
-
controlled function added: (1637)CF4 Partner (AR)
-
controlled function added: (1636)CF5 Director of Unincorporated Association (AR)
-
controlled function added: (1635)CF4 Partner (AR)