Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rosanne Helen Smith
IRN RHS01091
- (193)CF1 Director (AR) (11 Apr 2016 to 30 Sep 2018)
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Roseanna Victoria Katharine Capon-Richards
IRN RVC01016
- (1248)CF1 Director (AR) (31 Jul 2006 to 30 Sep 2018)
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Rosemary Jean Atkin
IRN RJA01125
- (957)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 30 Sep 2018)
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Rosemary Morgan
IRN RXM01738
- (709)CF5 Director of Unincorporated Association (AR) (14 Jan 2005 to 14 Sep 2006)
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Ross Panely Ralph Milner
IRN RPM01083
- (1456)CF4 Partner (AR) (14 Jan 2005 to 8 Sep 2014)
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Ross Stephen Butler
IRN RSB01137
- (883)CF1 Director (AR) (19 Nov 2008 to 29 Jul 2014)
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Ross William Syme
IRN RWS01101
- (527)CF1 Director (AR) (17 Dec 2015 to 7 Dec 2017)
- (526)CF4 Partner (AR) (6 Jun 2005 to 30 Nov 2015)
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Russell Anthony West
IRN RAW01226
- (120)CF1 Director (AR) (8 Sep 2016 to 30 Sep 2018)
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Russell Welsh
IRN RXW01643
- (906)CF4 Partner (AR) (12 Oct 2012 to 5 Nov 2013)
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Ruth Irene Gray
IRN RIG01021
- (1060)CF4 Partner (AR) (14 Jan 2005 to 9 Dec 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1654)CF1 Director (AR)
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controlled function added: (1653)CF1 Director (AR)
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controlled function added: (1652)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1651)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1650)CF1 Director (AR)
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controlled function added: (1649)CF4 Partner (AR)
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controlled function added: (1648)CF4 Partner (AR)
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controlled function added: (1647)CF1 Director (AR)
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controlled function added: (1646)CF1 Director (AR)
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controlled function added: (1645)CF4 Partner (AR)