Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Jonathan Tulloch
IRN RJT01140
- (1039)CF4 Partner (AR) (14 Jan 2005 to 28 Jun 2006)
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Robert Kennedy Johnstone
IRN RXJ01158
- (1065)CF1 Director (AR) (14 Jan 2005 to 21 Jun 2016)
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Robert Ledson Hawkins
IRN RLH01055
- (896)CF1 Director (AR) (29 Jun 2017 to 30 Sep 2018)
- (895)CF4 Partner (AR) (5 Jul 2005 to 27 Jun 2017)
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Robert Leggat Whiteford
IRN RLW01059
- (1562)CF4 Partner (AR) (22 Feb 2008 to 8 Nov 2013)
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Robert Michael Livie
IRN RML01070
- (559)CF4 Partner (AR) (14 Jan 2005 to 13 Aug 2012)
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Robert Nigel Gould
IRN RNG01020
- (979)CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2018)
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Robert Nigel White
IRN RNW01029
- (1524)CF1 Director (AR) (20 Dec 2012 to 12 Jan 2018)
- (1523)CF4 Partner (AR) (14 Jan 2005 to 20 Dec 2012)
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Robert William McCance
IRN RWM01111
- (1408)CF4 Partner (AR) (13 Feb 2012 to 30 Sep 2018)
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Robert William Russell
IRN RWR01050
- (1018)CF4 Partner (AR) (24 Oct 2012 to 30 Sep 2018)
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Roberta Emmett Hargreaves
IRN REH01098
- (579)CF5 Director of Unincorporated Association (AR) (19 Jul 2005 to 17 Jul 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1664)CF1 Director (AR)
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controlled function added: (1663)CF4 Partner (AR)
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controlled function added: (1662)CF17 Significant Mgt (Other Business Operations)
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controlled function added: (1661)CF29 Significant management
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controlled function added: (1660)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1659)CF1 Director (AR)
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controlled function added: (1658)CF4 Partner (AR)
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controlled function added: (1657)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1656)CF4 Partner (AR)
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controlled function added: (1655)CF4 Partner (AR)