Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ditton ParkRiding Court RoadBotanicaSL3 9LLUNITED KINGDOM- Phone
- +4403450718000
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Complaints Contact
PO Box 223HuddersfieldHD8 1FRUNITED KINGDOM- Phone
- +4403450261985
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Tracey Ann Manning
IRN TAM01070
- (552)CF4 Partner (AR) (14 Jan 2005 to 8 Mar 2016)
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Tracey Elaner Dean
IRN TED01024
- (1475)CF4 Partner (AR) (10 Nov 2010 to 3 Jan 2013)
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Tracy Diane Cook
IRN TDC01031
- (588)CF5 Director of Unincorporated Association (AR) (8 Sep 2006 to 4 Apr 2008)
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Tracy Lisa Healy
IRN TLH01029
- (1490)CF4 Partner (AR) (21 Jan 2009 to 30 Sep 2018)
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Tracy Marion Joy Malham
IRN TMM01093
- (1367)CF3 Chief Executive (AR) (28 Jan 2011 to 30 Sep 2018)
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Trevor Donald Munro
IRN TDM01064
- (122)CF1 Director (AR) (20 Oct 2016 to 30 Sep 2018)
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Trevor Douglas Black
IRN TDB01062
- (138)CF1 Director (AR) (22 Apr 2016 to 30 Sep 2018)
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Trevor Lystra Warner
IRN TLW01029
- (1489)CF1 Director (AR) (22 Sep 2006 to 9 Jan 2017)
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Tristan Martin
IRN TXM01891
- (60)CF1 Director (AR) (24 Oct 2017 to 30 Sep 2018)
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Trudy Simone Langdale
IRN TSL01024
- (1352)CF1 Director (AR) (14 Jan 2005 to 2 Jun 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Clumber Spaniel Club Rescue (no longer appointed)
FRN 472046 · Appointed 24 Aug 2007 · Until 28 Aug 2014
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Northcote Veterinary Surgery (no longer appointed)
FRN 471181 · Appointed 6 Aug 2007 · Until 30 Sep 2018
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The Raystede Centre for Animal Welfare Ltd (no longer appointed)
FRN 470460 · Appointed 17 Jul 2007 · Until 1 Oct 2018
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Frame, Swift and Partners (no longer appointed)
FRN 470311 · Appointed 12 Jul 2007 · Until 21 Aug 2012
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GSD Rehoming & Rescue NE (no longer appointed)
FRN 470193 · Appointed 11 Jul 2007 · Until 27 Nov 2014
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Labrador Rescue South East & Central (no longer appointed)
FRN 469717 · Appointed 2 Jul 2007 · Until 7 Oct 2014
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Kayshill Animal Sanctuary (no longer appointed)
FRN 469461 · Appointed 25 Jun 2007 · Until 12 Sep 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1694)CF1 Director (AR)
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controlled function added: (1693)CF1 Director (AR)
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controlled function added: (1692)CF1 Director (AR)
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controlled function added: (1691)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1690)CF4 Partner (AR)
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controlled function added: (1689)CF3 Chief Executive (AR)
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controlled function added: (1688)CF1 Director (AR)
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controlled function added: (1687)CF1 Director (AR)
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controlled function added: (1686)CF5 Director of Unincorporated Association (AR)
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controlled function added: (1685)CF1 Director (AR)