Date authorised
1 April 2013
Companies House
00972286
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 1
    500 Pavilion Drive
    Northampton Business Park
    Brackmills
    Northampton
    Northamptonshire
    NN4 7YJ
    UNITED KINGDOM
    Phone
    +4401604667300
  • Complaints Contact

    Perrys Motor Village
    Claycliffe Road
    Barugh Green
    Barnsley
    S75 1LR
    UNITED KINGDOM
    Phone
    +4401604667300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher William Thexton

    IRN CXT00244

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2021)
    • SMF3 Executive Director (since 10 Oct 2021)
  • Darren Ardron

    IRN DXA01712

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (6 Jul 2017 to 8 Dec 2019)
    • CF1 Director (18 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Aug 2015 to 30 Sep 2018)
  • Denise Millard

    IRN DXM02846

    • SMF1 Chief Executive (since 6 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
    • CF1 Director (15 Oct 2015 to 8 Dec 2019)
  • Ken Francis Savage

    IRN KFS01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Oct 2015 to 8 Dec 2019)
  • Neil Howard Taylor

    IRN NHT01014

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2020 to 1 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (5 Jul 2018 to 8 Dec 2019)
  • Raymond Sommerville

    IRN RXS01675

    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Jun 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2015)
  • Richard George Ingram

    IRN RXI26097

    • SMF9 Chair of the Governing Body (4 Mar 2020 to 29 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.