Performance Wealth Management Limited

• Principal Place of Business

  Penhurst House

  352 Battersea Park Road

  London

  SW11 3BY

  UNITED KINGDOM

  Phone

  +442036336317

  Web

  https://www.pwmsolutions.co.uk

• Complaints Contact

  Penhurst House

  352 Battersea Park Road

  London

  SW11 3BY

  UNITED KINGDOM

  Phone

  +442036336317

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Dunkley

  IRN AXD02698

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Craig Gavin Wyllie

  IRN CXW08824

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 10 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • SMF3 (AR) Executive Director function (since 15 Jun 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (14 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
• David Patrick Crofton McLaughlin

  IRN DXM08828

  • SMF1 (AR) Chief Executive function (6 Jun 2022 to 2 Feb 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 2 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2024)
  • CF3 Chief Executive (14 May 2019 to 8 Dec 2019)
  • CF1 Director (14 May 2019 to 8 Dec 2019)
• Deelan Maksood Hourami

  IRN DXH00303

  • Appointed representative dealing with clients for which they require qualification (1 Mar 2023 to 31 Jan 2024)
• Gregory Bradley

  IRN GXB00392

  • Appointed representative dealing with clients for which they require qualification (1 Mar 2022 to 29 Jul 2022)
• Harry Nicholas Yoxall

  IRN HXY00056

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
• John Douglas Leslie

  IRN JDL00011

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Appointed representative dealing with clients for which they require qualification (since 17 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
• Max James Leslie

  IRN MXL00638

  • [FCA CF] Client dealing (7 Mar 2024 to 31 Jan 2026)
  • [FCA CF] Functions requiring qualifications (12 Feb 2024 to 31 Jan 2026)
• Panos Simou

  IRN PXS01303

  • [FCA CF] Manager of certification employee (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
  • [FCA CF] Significant management (since 18 Dec 2024)
• Robert Joseph Newark

  IRN RJN00006

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 10 Jul 2025)
  • CF30 Customer (since 20 May 2022)
  • SMF3 (AR) Executive Director function (since 20 May 2022)
  • Appointed representative dealing with clients for which they require qualification (since 17 Mar 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 14 May 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • CF1 Director (14 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)

• Sterling Wealth & Mortgages Ltd

  FRN 972302 · Appointed 17 Mar 2022

No changes recorded yet.