Penvest Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.penvest.co.uk

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Daniel Peter Appleton

  IRN DPA01026

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Aug 2019 to 8 Dec 2019)
• David Stuart Taylor

  IRN DXT00224

  • [FCA CF] Manager of certification employee (since 21 Feb 2022)
• Duncan Pluck

  IRN DCP01073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
• Elizabeth Anne Franks

  IRN EXF80121

  • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2022)
• Francis Worman

  IRN FPW00001

  • CF1 Director (AR) (4 Sep 2017 to 10 Aug 2018)
• Ian Gamble

  IRN IXG80122

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
• Ian William Freeman

  IRN IWF00004

  • CF30 Customer (1 Nov 2007 to 7 Aug 2014)
  • Responsible for Insurance Mediation (14 Jan 2005 to 7 Aug 2014)
  • CF10 Compliance Oversight (1 Dec 2004 to 7 May 2014)
  • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2004 to 31 Mar 2009)
  • CF1 Director (1 Dec 2004 to 9 Apr 2014)
  • CF11 Money Laundering Reporting (1 Dec 2004 to 7 May 2014)
• Jaden Alexander Marzell

  IRN JXM04450

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • [FCA CF] Client dealing (since 2 Mar 2026)
• Jake Thomas Holmes

  IRN JXH26208

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
• James Lewin

  IRN JXL02272

  • CF30 Customer (14 Mar 2018 to 21 May 2018)

• Get Fi Limited (no longer appointed)

  FRN 823220 · Appointed 15 Oct 2018 · Until 6 Jun 2019

• Verve Mortgages Ltd (no longer appointed)

  FRN 760535 · Appointed 20 Apr 2018 · Until 4 Nov 2019

• The Monetary Partnership (no longer appointed)

  FRN 401915 · Appointed 6 Apr 2018 · Until 22 Jul 2021

• New Mortgage Solutions Ltd (no longer appointed)

  FRN 590316 · Appointed 17 Jul 2017 · Until 13 Aug 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 11 Jul 2016 · Until 6 Jan 2022

• Northern Eagles Partnership Ltd (no longer appointed)

  FRN 694947 · Appointed 12 May 2015 · Until 7 Apr 2022

No changes recorded yet.