Date authorised
1 April 2013
Companies House
05706720
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071052000
  • Complaints Contact

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071053669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Harriet Maunsell

    IRN CHM01048

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2016)
    • CF2 Non Executive Director (10 Oct 2012 to 6 Mar 2016)
  • Christopher Ian Chappell

    IRN CIC01024

    • SIMF4 Chief Risk Function (7 Mar 2016 to 8 Jul 2016)
    • CF28 Systems and controls (16 Jan 2014 to 6 Mar 2016)
  • Christopher Wikoff Mckechnie

    IRN CWM01050

    • CF2 Non Executive Director (18 Oct 2012 to 6 Mar 2016)
  • Clinton Walter Elliot

    IRN CXE00071

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2021)
  • Daniel Fosbroke Truell

    IRN DFT01010

    • CF29 Significant management (1 Nov 2007 to 18 Oct 2018)
    • CF19 Significant Mgt (Financial Resources) (3 Oct 2006 to 31 Oct 2007)
  • Daniel John Poole

    IRN DXP00400

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
    • [FCA CF] Material risk taker (1 Jun 2022 to 2 Jun 2022)
  • Daniel Patrick John Kilty

    IRN DXK00112

    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2021 to 31 Dec 2022)
  • Dara Dawn

    IRN DXD00314

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Nov 2022)
  • David Anthony Collinson

    IRN DAC01239

    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF20 Significant Mgt (Settlements) (3 Oct 2006 to 31 Oct 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (3 Oct 2006 to 31 Oct 2007)
  • David Avery Weymouth

    IRN DAW01130

    • SMF7 Group Entity Senior Manager (since 19 Dec 2022)
    • SMF9 Chair of the Governing Body (since 19 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.