Date authorised
1 April 2013
Companies House
05706720
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071052000
  • Complaints Contact

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071053669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mirza Beg

    IRN MXB03040

    • CF2 Non Executive Director (23 Oct 2012 to 6 Mar 2016)
  • Mitul Magudia

    IRN MXM43170

    • SMF6 Head of Key Business Areas (since 29 Apr 2024)
    • [PRA CF] Key function holder (1 Apr 2024 to 29 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2024)
  • Muhammad Malik

    IRN MXM01116

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2023)
  • Nicholas Christopher Watkins

    IRN NXW00176

    • [PRA CF] Key function holder (1 May 2022 to 5 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2021 to 5 Jan 2026)
  • Nicholas Lionel John Montagu

    IRN NLM01026

    • CF2 Non Executive Director (3 Oct 2006 to 31 Dec 2011)
  • Nicholas Sherren Parker

    IRN NSP01026

    • CF2 Non Executive Director (3 Oct 2006 to 31 Oct 2015)
  • Nicholas Stephen Leland Lyons

    IRN NSL01010

    • SIMF12 Chair of the Remuneration Committee (3 May 2017 to 30 Jul 2018)
    • SIMF14 Senior Independent Director (3 May 2017 to 30 Jul 2018)
    • CF2a Chair of the Nominations Committee (7 Mar 2016 to 30 Jul 2018)
    • CF2 Non Executive Director (15 Jan 2016 to 6 Mar 2016)
  • Nicola Joanne Kenyon

    IRN NJF01108

    • [PRA CF] Key function holder (since 5 Jan 2026)
  • Olli Rouhiainen

    IRN OXR00016

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Aug 2021)
  • Paul Gerard McCauley

    IRN PGM01126

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.