PENNINGTON INSURANCE BROKERS LIMITED

Date authorised
1 April 2013
Companies House
00915335
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    76 Great Bridge
    Tipton
    West Midlands
    DY4 7EW
    UNITED KINGDOM
    Phone
    +4401215576728
    Web
    https://www.penningtoninsurance.co.uk

  • Complaints Contact

    76 Great Bridge
    Tipton
    West Midlands
    DY4 7EW
    UNITED KINGDOM
    Phone
    +4401215576728

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Parsons

    IRN IXP01082

    • SMF3 Executive Director (9 Dec 2019 to 14 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Jan 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Richard Victor Stevens

    IRN RVS01012

    • SMF3 Executive Director (9 Dec 2019 to 14 Jan 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Jan 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Simon Matthew Etchells

    IRN SME01048

    • [FCA CF] Significant management (since 9 Mar 2021)
    • [FCA CF] Benchmark submission and administration (since 9 Mar 2021)
    • [FCA CF] CASS oversight function (since 9 Mar 2021)
    • [FCA CF] Client dealing (since 9 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.