Penfold Savings Limited

Date authorised
1 May 2019
Companies House
11668244
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Penfold,
    79-81 Borough Road
    London
    Southwark
    SE1 1DN
    UNITED KINGDOM
    Phone
    +442080035908
    Web
    https://www.getpenfold.com

  • Complaints Contact

    Penfold Pension
    The Ministry
    79-81 Borough Road
    London
    SE1 1DN
    UNITED KINGDOM
    Phone
    +442080035908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan Curran

    IRN AXC01446

    • [FCA CF] Significant management (5 Aug 2024 to 11 Dec 2025)
  • Christopher Eastwood

    IRN CXE08785

    • SMF1 Chief Executive (since 18 Nov 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Aug 2024)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
    • CF1 Director (1 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2019 to 8 Dec 2019)
  • Gemma Happe

    IRN GXH00208

    • SMF3 Executive Director (since 5 Dec 2024)
    • [FCA CF] Significant management (since 20 Jun 2024)
  • Martin Kuzmicki

    IRN MXK00625

    • SMF16 Compliance Oversight (22 Jul 2024 to 3 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Feb 2023 to 3 Apr 2026)
  • Peter James Hykin

    IRN PXH08789

    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2024)
    • CF1 Director (1 May 2019 to 8 Dec 2019)
  • Rui Pedro Ramos Santos

    IRN RXR00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Nov 2020 to 1 Dec 2020)
    • SMF16 Compliance Oversight (20 Nov 2020 to 1 Dec 2020)
  • Stuart Robinson

    IRN SXR00846

    • [FCA CF] Significant management (since 26 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.