Date authorised
1 April 2013
Companies House
05549998
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Trygve Tyson

    IRN PXT00272

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Philip Lane

    IRN PXL01782

    • SMF2 Chief Finance (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (20 Feb 2018 to 8 Dec 2019)
  • Quentin Zentner

    IRN QJZ01001

    • [FCA CF] Manager of certification employee (since 12 Apr 2021)
    • [FCA CF] Significant management (since 12 Apr 2021)
    • [FCA CF] Material risk taker (12 Apr 2021 to 16 Dec 2021)
    • CF29 Significant management (8 May 2015 to 2 May 2018)
  • Rakesh Thakrar

    IRN RXT01543

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 26 Aug 2024)
    • SMF7 Group Entity Senior Manager (21 Jul 2020 to 24 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2021)
    • CF29 Significant management (19 Dec 2012 to 15 Jul 2013)
    • CF1 Director (19 Dec 2012 to 8 Dec 2019)
  • Rashmin Shah

    IRN RPS01118

    • CF29 Significant management (4 Dec 2012 to 17 May 2018)
  • Rene-Pierre Azria

    IRN RXA01497

    • CF2 Non Executive Director (15 Apr 2014 to 1 Dec 2016)
  • Robert Matthews

    IRN RXM00516

    • [FCA CF] Manager of certification employee (26 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Significant management (1 Sep 2021 to 31 Dec 2024)
  • Roland Verhaaf

    IRN RXV35085

    • [FCA CF] Significant management (since 1 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2025 to 8 Oct 2025)
  • Roshan Lachman

    IRN RXL01182

    • SMF7 Group Entity Senior Manager (4 Mar 2020 to 14 Oct 2021)
    • CF28 Systems and controls (13 Nov 2013 to 4 Mar 2020)
  • Samantha Buckle

    IRN SXS00086

    • SMF3 Executive Director (8 Aug 2023 to 10 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.