Date authorised
1 April 2013
Companies House
05549998
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Hampson

    IRN SXH00451

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 31 Aug 2025)
  • Stephen Jefford

    IRN SXJ01776

    • SMF7 Group Entity Senior Manager (9 Apr 2020 to 31 Jul 2020)
    • CF1 Director (14 Dec 2016 to 10 Feb 2017)
  • Steven Martyn Ellis

    IRN SME01065

    • SMF18 Other Overall Responsibility (3 Apr 2024 to 29 Sep 2024)
  • Stuart James Turner

    IRN SJT01140

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Stuart Robertson

    IRN SXR56188

    • [FCA CF] Manager of certification employee (8 Nov 2023 to 29 Nov 2023)
    • [FCA CF] Significant management (1 Mar 2022 to 31 Aug 2024)
  • Sunnia Hundal

    IRN SXH00911

    • [FCA CF] Significant management (3 Jan 2023 to 7 May 2024)
  • Susan Davidson McInnes

    IRN SXM02380

    • CF28 Systems and controls (10 Apr 2018 to 4 Sep 2018)
    • CF29 Significant management (23 Sep 2014 to 19 Feb 2018)
  • Tamar Hughes

    IRN TXH00215

    • [FCA CF] Significant management (1 Sep 2021 to 14 Feb 2025)
  • Tanya Mellor

    IRN TXM00684

    • [FCA CF] Significant management (since 21 Aug 2025)
  • Vanessa Swanton

    IRN VXS01623

    • SMF5 Head of Internal Audit (since 1 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.