PDIFS LLP

Date authorised
27 April 2018
Companies House
OC417744
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside
    Arnolds Lane
    Nailsworth
    Stroud
    Gloucestershire
    GL6 0LL
    UNITED KINGDOM
    Phone
    +441453836624

  • Complaints Contact

    Lakeside
    Arnolds Lane
    Nailsworth
    Stroud
    Gloucestershire
    GL6 0LL
    UNITED KINGDOM
    Phone
    +441453836624

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deborah Jane Duffy

    IRN DJD01243

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Apr 2018 to 8 Dec 2019)
  • Peter Duffy

    IRN PXD00042

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF27 Partner (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (27 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Apr 2018 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

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