Date authorised
15 December 2021
Companies House
12575046
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    115 Baker Street
    London
    Westminster
    W1U 6RT
    UNITED KINGDOM
    Phone
    +4402037959084
  • Complaints Contact

    115 Baker Street
    London
    Westminster
    W1U 6RT
    UNITED KINGDOM
    Phone
    +4402037959084

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Doltis

    IRN BXD00112

    • SMF1 Chief Executive (since 30 Dec 2025)
    • SMF3 Executive Director (since 15 Dec 2021)
  • Brett Newland

    IRN BXN00026

    • SMF3 Executive Director (15 Dec 2021 to 6 Feb 2025)
    • SMF1 Chief Executive (15 Dec 2021 to 6 Feb 2025)
  • Caitlin Margaret Horbury

    IRN CXH00971

    • SMF16 Compliance Oversight (since 30 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Dec 2025)
  • Dani Patel

    IRN DXP00259

    • [FCA CF] Client dealing (since 14 Nov 2025)
  • Geoffrey Richard Smith

    IRN GXS00842

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Khilan Rameshlal Shah

    IRN KRS01067

    • SMF3 Executive Director (since 8 Dec 2025)
    • [FCA CF] Client dealing (since 1 Aug 2023)
  • Peter Jonathan Jacobs

    IRN PJJ01064

    • SMF3 Executive Director (since 15 Dec 2021)
    • SMF9 Chair of the Governing Body (since 15 Dec 2021)
  • Timothy Bahram Neville Farazmand

    IRN TBF01009

    • SMF3 Executive Director (since 15 Dec 2021)
    • SMF16 Compliance Oversight (15 Dec 2021 to 30 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Dec 2021 to 30 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.