Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Barnard

    IRN JXB11964

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • James Cameron Watson

    IRN JCW01188

    • [FCA CF] Significant management (18 Jan 2021 to 1 Oct 2022)
    • CF29 Significant management (3 Nov 2015 to 8 Dec 2019)
    • CF1 Director (7 Oct 2010 to 3 Nov 2015)
  • James Hassell

    IRN JXH33038

    • [FCA CF] Significant management (since 1 Aug 2025)
  • James Maxwell Carruthers

    IRN JMC01118

    • CF2 Non Executive Director (11 Oct 2010 to 22 Dec 2011)
    • CF1 Director (16 Oct 2008 to 11 Oct 2010)
  • James Richard Fairhurst

    IRN JRF01095

    • SMF24 Chief Operations (9 May 2022 to 30 Jun 2023)
    • [FCA CF] Significant management (22 Nov 2021 to 30 Jun 2023)
  • James Richard Montgomery

    IRN JXM00859

    • [FCA CF] Significant management (since 30 Jan 2025)
  • James Robert Wessex Lee

    IRN JRL01084

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 20 May 2005)
  • Jamie Thompson

    IRN JXT00245

    • [FCA CF] Significant management (18 Jan 2021 to 1 Aug 2023)
  • Jane Waters

    IRN JXW01988

    • CF28 Systems and controls (25 Sep 2008 to 9 Mar 2011)
  • Janice Deakin

    IRN JXD01817

    • CF1 Director (7 Jan 2019 to 10 Jul 2019)
    • CF29 Significant management (25 Nov 2015 to 7 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jonathan Smith (no longer appointed)

    FRN 450779 · Appointed 13 Apr 2006 · Until 27 Apr 2007

  • Homerton Ltd (no longer appointed)

    FRN 450614 · Appointed 10 Apr 2006 · Until 27 Apr 2007

  • Wright Financial Planning Ltd (no longer appointed)

    FRN 224567 · Appointed 7 Apr 2006 · Until 11 Aug 2006

  • Robert W Johnson (no longer appointed)

    FRN 450526 · Appointed 6 Apr 2006 · Until 30 Oct 2006

  • Sheema Finance (no longer appointed)

    FRN 450235 · Appointed 31 Mar 2006 · Until 17 Jan 2008

  • Brian Phillips (no longer appointed)

    FRN 450234 · Appointed 31 Mar 2006 · Until 12 Mar 2009

  • David Scotland (no longer appointed)

    FRN 449949 · Appointed 28 Mar 2006 · Until 27 Apr 2007

  • Cheryl Stipetic (no longer appointed)

    FRN 449947 · Appointed 28 Mar 2006 · Until 7 Feb 2012

  • Trinity (Wakefield) LLP (no longer appointed)

    FRN 449891 · Appointed 27 Mar 2006 · Until 27 Apr 2007

  • Heather Mitchell (no longer appointed)

    FRN 449893 · Appointed 27 Mar 2006 · Until 17 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.