Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Feilim Mackle

    IRN FXM01070

    • SMF9 Chair of the Governing Body (since 11 Dec 2025)
    • SMF7 Group Entity Senior Manager (18 Nov 2022 to 26 Jun 2024)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 18 Nov 2022)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 18 Nov 2022)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 18 Nov 2022)
    • CF2 Non Executive Director (4 Aug 2016 to 8 Dec 2019)
  • Fernley Keith Dyson

    IRN FKD01001

    • SMF7 Group Entity Senior Manager (18 Oct 2024 to 2 Jul 2025)
  • Fiona Claybrook

    IRN FXC25448

    • [FCA CF] Significant management (18 Jan 2021 to 26 Jun 2024)
  • Gareth James Riding

    IRN GJR01074

    • CF1 Director (14 Jan 2005 to 11 Apr 2005)
  • Gary John Duggan

    IRN GJD01052

    • CF1 Director (2 Jun 2014 to 31 Jan 2015)
    • CF3 Chief Executive (2 Jun 2014 to 31 Jan 2015)
    • Responsible for Insurance Mediation (2 Jun 2014 to 31 Jan 2015)
  • Geoffrey Gouriet

    IRN GXG00096

    • [FCA CF] Manager of certification employee (16 Feb 2021 to 17 Feb 2021)
    • [FCA CF] Significant management (16 Feb 2021 to 26 Jun 2024)
  • Glenn Morrison

    IRN GXM01468

    • SMF7 Group Entity Senior Manager (22 May 2020 to 31 Dec 2020)
    • CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
  • Graeme MacMillan

    IRN GXM02089

    • SMF7 Group Entity Senior Manager (1 Dec 2020 to 30 Sep 2023)
  • Graeme Morrison

    IRN GXM00234

    • [FCA CF] Significant management (18 Jan 2021 to 26 Jun 2024)
  • Graham David Boulger

    IRN GDB01053

    • CF1 Director (14 Jan 2005 to 9 Nov 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jonathan Smith (no longer appointed)

    FRN 450779 · Appointed 13 Apr 2006 · Until 27 Apr 2007

  • Homerton Ltd (no longer appointed)

    FRN 450614 · Appointed 10 Apr 2006 · Until 27 Apr 2007

  • Wright Financial Planning Ltd (no longer appointed)

    FRN 224567 · Appointed 7 Apr 2006 · Until 11 Aug 2006

  • Robert W Johnson (no longer appointed)

    FRN 450526 · Appointed 6 Apr 2006 · Until 30 Oct 2006

  • Sheema Finance (no longer appointed)

    FRN 450235 · Appointed 31 Mar 2006 · Until 17 Jan 2008

  • Brian Phillips (no longer appointed)

    FRN 450234 · Appointed 31 Mar 2006 · Until 12 Mar 2009

  • David Scotland (no longer appointed)

    FRN 449949 · Appointed 28 Mar 2006 · Until 27 Apr 2007

  • Cheryl Stipetic (no longer appointed)

    FRN 449947 · Appointed 28 Mar 2006 · Until 7 Feb 2012

  • Trinity (Wakefield) LLP (no longer appointed)

    FRN 449891 · Appointed 27 Mar 2006 · Until 27 Apr 2007

  • Heather Mitchell (no longer appointed)

    FRN 449893 · Appointed 27 Mar 2006 · Until 17 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.