Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Ball

    IRN CXB01714

    • SMF7 Group Entity Senior Manager (13 Sep 2022 to 14 Jun 2024)
    • SMF2 Chief Finance (5 May 2021 to 13 Sep 2022)
    • SMF3 Executive Director (5 May 2021 to 13 Sep 2022)
  • Cristian Jackson

    IRN CXJ00359

    • SMF18 Other Overall Responsibility (since 12 Mar 2026)
  • Dan Curzon

    IRN DXC00315

    • [FCA CF] Significant management (18 Jan 2021 to 12 Feb 2021)
  • Daniel James Taylor

    IRN DXT00040

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Daniel Martin Fiehn

    IRN DXF10138

    • SMF18 Other Overall Responsibility (since 23 May 2025)
  • Daniel Ryan Pietrzak

    IRN DXP01574

    • CF2 Non Executive Director (8 Mar 2016 to 20 Nov 2017)
  • Daren Homewood

    IRN DXH27724

    • [FCA CF] Significant management (since 5 Dec 2025)
  • Darren James Boland

    IRN DJB01607

    • SMF7 Group Entity Senior Manager (since 26 Nov 2024)
  • David Christopher Ross

    IRN DCR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 26 Jun 2024)
    • CF1 Director (24 Feb 2016 to 8 Dec 2019)
  • David Stephen Fulluck

    IRN DXF01241

    • CF1 Director (14 Jan 2005 to 10 Mar 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jonathan Smith (no longer appointed)

    FRN 450779 · Appointed 13 Apr 2006 · Until 27 Apr 2007

  • Homerton Ltd (no longer appointed)

    FRN 450614 · Appointed 10 Apr 2006 · Until 27 Apr 2007

  • Wright Financial Planning Ltd (no longer appointed)

    FRN 224567 · Appointed 7 Apr 2006 · Until 11 Aug 2006

  • Robert W Johnson (no longer appointed)

    FRN 450526 · Appointed 6 Apr 2006 · Until 30 Oct 2006

  • Sheema Finance (no longer appointed)

    FRN 450235 · Appointed 31 Mar 2006 · Until 17 Jan 2008

  • Brian Phillips (no longer appointed)

    FRN 450234 · Appointed 31 Mar 2006 · Until 12 Mar 2009

  • David Scotland (no longer appointed)

    FRN 449949 · Appointed 28 Mar 2006 · Until 27 Apr 2007

  • Cheryl Stipetic (no longer appointed)

    FRN 449947 · Appointed 28 Mar 2006 · Until 7 Feb 2012

  • Trinity (Wakefield) LLP (no longer appointed)

    FRN 449891 · Appointed 27 Mar 2006 · Until 27 Apr 2007

  • Heather Mitchell (no longer appointed)

    FRN 449893 · Appointed 27 Mar 2006 · Until 17 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.