Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernard Higgins

    IRN BXH01106

    • SMF7 Group Entity Senior Manager (since 23 Dec 2024)
    • SMF12 Chair of the Remuneration Committee (since 23 Dec 2024)
    • SMF13 Chair of the Nominations Committee (since 23 Dec 2024)
  • Brendan Eamon McCafferty

    IRN BEM01035

    • CF1 Director (16 Jul 2013 to 30 Sep 2014)
  • Brian Geoffrey Hardwick

    IRN BGH01040

    • CF28 Systems and controls (13 Jul 2016 to 23 Dec 2017)
  • Bruce Simon Coxwell

    IRN BSC01052

    • [FCA CF] Significant management (since 8 Oct 2025)
  • Carwyn Alan Jones

    IRN CAJ01096

    • SMF5 Head of Internal Audit (since 3 Sep 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 3 Sep 2024)
  • Catherine Elizabeth Lynch

    IRN CEL01060

    • CF29 Significant management (5 Feb 2016 to 2 Nov 2016)
  • Catherine Ellen Lewis

    IRN CEW01064

    • Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 20 Jun 2025)
    • SMF12 Chair of the Remuneration Committee (22 Sep 2022 to 23 Dec 2024)
  • Catherine Margaret Quayle Howarth

    IRN CMQ01004

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 May 2006)
  • Christine Elaine Dandridge

    IRN CED01021

    • CF2 Non Executive Director (15 Apr 2016 to 11 Jun 2019)
  • Christopher Gaunt

    IRN CXG09591

    • CF28 Systems and controls (4 Jan 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Glendale Hills Limited (no longer appointed)

    FRN 428906 · Appointed 8 Sep 2005 · Until 19 Jun 2007

  • Kumi Link Services (no longer appointed)

    FRN 428915 · Appointed 8 Sep 2005 · Until 15 Nov 2007

  • C B Walker (no longer appointed)

    FRN 428913 · Appointed 8 Sep 2005 · Until 30 Oct 2006

  • Virtual Equity (no longer appointed)

    FRN 429317 · Appointed 8 Sep 2005 · Until 27 Nov 2006

  • M G Moldon (no longer appointed)

    FRN 428600 · Appointed 8 Sep 2005 · Until 30 Oct 2006

  • M Summers (no longer appointed)

    FRN 428606 · Appointed 8 Sep 2005 · Until 24 Nov 2006

  • M&S Pattison Ltd (no longer appointed)

    FRN 428657 · Appointed 8 Sep 2005 · Until 24 Nov 2006

  • Maple Estate & Mortgages (no longer appointed)

    FRN 428911 · Appointed 8 Sep 2005 · Until 27 Nov 2006

  • Maria Duru (no longer appointed)

    FRN 431333 · Appointed 8 Sep 2005 · Until 12 Nov 2009

  • Brian Welsh (no longer appointed)

    FRN 428974 · Appointed 8 Sep 2005 · Until 15 Nov 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.