Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Michael Winfield

    IRN JMW01273

    • CF1 Director (22 Jul 2010 to 10 Jun 2014)
  • Julie Sandra Sidebotham

    IRN JSG01077

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 May 2006)
  • Justin Roberts

    IRN JXR00276

    • [FCA CF] Significant management (18 Jan 2021 to 26 Jun 2024)
  • Kartina Tahir Thomson

    IRN KXT00201

    • Director of firm who is not a certification employee or a SMF manager (since 19 Sep 2025)
  • Kashif Bhatti

    IRN KXB00530

    • [FCA CF] Significant management (since 1 Aug 2025)
    • [FCA CF] Significant management (1 Jul 2023 to 31 Dec 2024)
  • Kay Martin

    IRN KAM01167

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2019)
    • Responsible for Insurance Mediation (15 Aug 2018 to 30 Sep 2018)
    • CF3 Chief Executive (13 Apr 2017 to 30 Apr 2019)
    • CF1 Director (13 Apr 2017 to 30 Apr 2019)
  • Keith Thomas Jackson

    IRN KTJ01005

    • CF1 Director (8 Oct 2012 to 31 Aug 2015)
  • Kenneth MacIver

    IRN KXM01270

    • CF2 Non Executive Director (23 Nov 2006 to 10 Jul 2009)
  • Kevin Ronald Spencer

    IRN KRS01061

    • SMF7 Group Entity Senior Manager (since 6 Feb 2025)
  • Laura Walker

    IRN LXW00335

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Event Horizons Ltd (no longer appointed)

    FRN 516010 · Appointed 11 Jan 2010 · Until 25 Feb 2011

  • George Proudman (no longer appointed)

    FRN 455093 · Appointed 13 Nov 2009 · Until 23 Dec 2010

  • Robert Stroud (no longer appointed)

    FRN 511715 · Appointed 4 Nov 2009 · Until 29 Dec 2010

  • Matthews Properties (no longer appointed)

    FRN 503173 · Appointed 2 Jul 2009 · Until 12 Aug 2010

  • Willowbank Insurance (no longer appointed)

    FRN 429064 · Appointed 24 Apr 2009 · Until 3 Feb 2012

  • Michael Copper (no longer appointed)

    FRN 499659 · Appointed 20 Apr 2009 · Until 20 May 2010

  • Seema Patel (no longer appointed)

    FRN 499658 · Appointed 20 Apr 2009 · Until 20 May 2010

  • Gill McCartney (no longer appointed)

    FRN 499139 · Appointed 8 Apr 2009 · Until 14 Jul 2010

  • Uttamial Bhikahabhai Chauhan (no longer appointed)

    FRN 498419 · Appointed 25 Mar 2009 · Until 6 May 2010

  • Barbara Pilgrim (no longer appointed)

    FRN 426325 · Appointed 6 Jan 2009 · Until 11 Feb 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.