Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott William Hough

    IRN SWH01043

    • SMF7 Group Entity Senior Manager (23 Feb 2022 to 31 Jan 2024)
  • Stephen Teeling

    IRN SXT00392

    • [FCA CF] Significant management (21 Aug 2023 to 31 Dec 2024)
  • Steven Archibald Wood

    IRN SAW01134

    • CF3 Chief Executive (6 Jul 2015 to 15 Mar 2017)
    • Responsible for Insurance Mediation (6 Jul 2015 to 2 Nov 2016)
    • CF1 Director (6 Jul 2015 to 15 Mar 2017)
  • Stuart MacPherson Pender

    IRN SMP00007

    • CF2 Non Executive Director (15 Jul 2009 to 18 Aug 2011)
    • Responsible for Insurance Mediation (22 Nov 2006 to 15 Jul 2009)
    • CF1 Director (14 Jan 2005 to 15 Jul 2009)
    • CF3 Chief Executive (14 Jan 2005 to 15 Jul 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Tanya Elsie Gerrard-White

    IRN TXG00182

    • SMF7 Group Entity Senior Manager (since 31 Aug 2024)
  • Tara Walker

    IRN TXW00253

    • SMF24 Chief Operations (20 Oct 2023 to 26 Sep 2024)
    • [FCA CF] Significant management (1 Dec 2022 to 31 Dec 2024)
  • Teresa Robson-Capps

    IRN TXR01193

    • CF2 Non Executive Director (15 Aug 2012 to 30 Apr 2016)
  • Thomas Doyle

    IRN TXD00274

    • [FCA CF] Significant management (26 Jan 2024 to 31 Dec 2024)
  • Thomas Neil Mundy

    IRN TNM00020

    • CF1 Director (AR) (9 Feb 2018 to 28 Jun 2019)
  • Timothy David Johnson

    IRN TDJ01011

    • Responsible for Insurance Mediation (6 Aug 2009 to 16 May 2014)
    • CF1 Director (6 Aug 2009 to 30 Jun 2014)
    • CF3 Chief Executive (6 Aug 2009 to 30 Jun 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.