Date authorised
1 April 2013
Companies House
02728936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    Merseyside
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking (within the meaning of article 36A of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001) of credit agreements to finance insurance premiums.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Michael Winfield

    IRN JMW01273

    • CF1 Director (22 Jul 2010 to 10 Jun 2014)
  • Julie Sandra Sidebotham

    IRN JSG01077

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 May 2006)
  • Justin Roberts

    IRN JXR00276

    • [FCA CF] Significant management (18 Jan 2021 to 26 Jun 2024)
  • Kartina Tahir Thomson

    IRN KXT00201

    • Director of firm who is not a certification employee or a SMF manager (since 19 Sep 2025)
  • Kashif Bhatti

    IRN KXB00530

    • [FCA CF] Significant management (since 1 Aug 2025)
    • [FCA CF] Significant management (1 Jul 2023 to 31 Dec 2024)
  • Kay Martin

    IRN KAM01167

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2019)
    • Responsible for Insurance Mediation (15 Aug 2018 to 30 Sep 2018)
    • CF3 Chief Executive (13 Apr 2017 to 30 Apr 2019)
    • CF1 Director (13 Apr 2017 to 30 Apr 2019)
  • Keith Thomas Jackson

    IRN KTJ01005

    • CF1 Director (8 Oct 2012 to 31 Aug 2015)
  • Kenneth MacIver

    IRN KXM01270

    • CF2 Non Executive Director (23 Nov 2006 to 10 Jul 2009)
  • Kevin Ronald Spencer

    IRN KRS01061

    • SMF7 Group Entity Senior Manager (since 6 Feb 2025)
  • Laura Walker

    IRN LXW00335

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ronald D Walters (no longer appointed)

    FRN 426241 · Appointed 17 Oct 2005 · Until 12 Sep 2008

  • Christopher Rowlandson (no longer appointed)

    FRN 432072 · Appointed 17 Oct 2005 · Until 18 Apr 2007

  • Charles Forster (no longer appointed)

    FRN 440688 · Appointed 17 Oct 2005 · Until 19 Nov 2007

  • C B U Financial (no longer appointed)

    FRN 426375 · Appointed 17 Oct 2005 · Until 27 Apr 2007

  • W & A S Bruce (no longer appointed)

    FRN 426254 · Appointed 17 Oct 2005 · Until 23 Nov 2006

  • Dipak Modha (no longer appointed)

    FRN 426160 · Appointed 17 Oct 2005 · Until 12 Nov 2009

  • Gordon Gibb (no longer appointed)

    FRN 426233 · Appointed 14 Oct 2005 · Until 18 Sep 2007

  • First 4 Financial Planning (no longer appointed)

    FRN 228055 · Appointed 14 Oct 2005 · Until 20 Apr 2007

  • Breeze Financial Ltd (no longer appointed)

    FRN 432220 · Appointed 14 Oct 2005 · Until 2 Jan 2009

  • Davies Hayes (no longer appointed)

    FRN 426239 · Appointed 14 Oct 2005 · Until 2 Oct 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.