Paul Young Independent Financial Advisors LLP

• Principal Place of Business

  Paul Young Independent Financial Advisors

  72 High Street

  Harrold

  Bedford

  MK43 7BH

  UNITED KINGDOM

  Phone

  +441234720630

  Web

  https://www.paulyoungifa.co.uk

• Complaints Contact

  Paul Young Independent Financial Advisors

  72 High Street

  Harrold

  Bedford

  MK43 7BH

  UNITED KINGDOM

  Phone

  +441234720630

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Gardner

  IRN AXG00034

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Aug 2019)
  • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
• Anthony Lockwood

  IRN AXL02105

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 31 Jan 2025)
  • [FCA CF] Client dealing (1 Jan 2020 to 31 Jan 2025)
  • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
• Nick Aellen

  IRN NXA00040

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 May 2025)
  • [FCA CF] Functions requiring qualifications (since 19 May 2025)
• Paul Bernard Young

  IRN PBY00001

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
• Shane Andrew Fereday

  IRN SAF00014

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • CF4 Partner (2 Aug 2019 to 8 Dec 2019)

No changes recorded yet.