Patron Capital Advisers LLP

• Principal Place of Business

  2nd Floor

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402076299417

  Web

  https://www.patroncapital.com

• Complaints Contact

  2nd Floor

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402076299417

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolo Benzi

  IRN NXB00239

  • [FCA CF] Client dealing (since 22 Mar 2021)
• Oliver Daniel Cohn

  IRN ODC01004

  • CF11 Money Laundering Reporting (30 Jun 2011 to 12 Aug 2013)
  • CF10 Compliance Oversight (30 Jun 2011 to 12 Aug 2013)
• Rafael Fitoussi

  IRN RXF00145

  • [FCA CF] Client dealing (since 22 Mar 2021)
• Richard Sykes

  IRN RXS00650

  • [FCA CF] Client dealing (since 22 Mar 2022)
• Shane Edward Law

  IRN SEL01042

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (30 Jun 2011 to 8 Dec 2019)
• Stephen Green

  IRN SEG01029

  • SMF27 Partner (since 16 Apr 2026)
  • [FCA CF] Client dealing (since 22 Mar 2021)
• Tim Street

  IRN TWS01025

  • [FCA CF] Client dealing (since 22 Mar 2021)
• Tim Swift

  IRN TXS03670

  • [FCA CF] Client dealing (since 22 Mar 2021)
• Wiktor Lesinski

  IRN WXL00044

  • [FCA CF] Client dealing (22 Mar 2021 to 31 Dec 2021)

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