Date authorised
23 May 2013
Companies House
08260823
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Pall Mall
    London
    SW1Y 5NQ
    UNITED KINGDOM
    Phone
    +4402031788303
  • Complaints Contact

    100 Pall Mall
    London
    SW1Y 5NQ
    UNITED KINGDOM
    Phone
    +4402031788303

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Germaine Marie de Courreges d'Ustou

    IRN CGD01032

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2021)
    • CF30 Customer (2 Nov 2016 to 8 Dec 2019)
  • Christopher Stephen Davies

    IRN CSD01051

    • [FCA CF] Client dealing (4 Jan 2022 to 30 Sep 2024)
  • Daphne Parayre

    IRN DXP00215

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Edouard Vecchioli

    IRN EXV01104

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (23 May 2013 to 8 Dec 2019)
    • CF30 Customer (23 May 2013 to 8 Dec 2019)
  • Fabrizio Marco Fausto Vecchioli

    IRN FMV01007

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (23 May 2013 to 8 Dec 2019)
    • CF3 Chief Executive (23 May 2013 to 8 Dec 2019)
    • CF30 Customer (23 May 2013 to 8 Dec 2019)
  • Jennifer Elizabeth Grady

    IRN JEG01058

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2013 to 8 Dec 2019)
  • Louis Wheeler

    IRN LXW01410

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 May 2015 to 8 Dec 2019)
  • MAXIME LACOUR

    IRN MXL00209

    • [FCA CF] Client dealing (since 7 May 2025)
  • Marc-Antoine Chatin

    IRN MXC01924

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 May 2013 to 30 Sep 2013)
    • CF30 Customer (23 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 May 2013 to 30 Sep 2013)
  • Oliver George Butcher

    IRN OXB00150

    • [FCA CF] Client dealing (since 1 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.