Date authorised
1 April 2013
Companies House
02603334
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 1.01 1st Floor
    One Crown Square
    Woking
    Surrey
    GU21 6HR
    UNITED KINGDOM
    Phone
    +441932349732
  • Complaints Contact

    MRIB House
    25 Amersham Hill
    High Wycombe
    Buckinghamshire
    HP13 6NU
    UNITED KINGDOM
    Phone
    +441494450011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Verden Bettinson

    IRN CVB01011

    • SMF3 Executive Director (since 17 Nov 2023)
  • Claire Divall

    IRN CXD00004

    • [FCA CF] Significant management (1 Sep 2020 to 13 Apr 2022)
  • David Allaway

    IRN DXA01588

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (14 Aug 2013 to 8 Dec 2019)
  • Emily Thompson

    IRN EXT27844

    • SMF3 Executive Director (27 Nov 2020 to 29 Feb 2024)
    • [FCA CF] CASS oversight function (11 Dec 2019 to 29 Feb 2024)
  • Joseph Thompson

    IRN JXT01643

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Feb 2024)
    • CF3 Chief Executive (15 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Feb 2024)
    • Responsible for Insurance Mediation (24 May 2011 to 30 Sep 2018)
    • CF1 Director (17 Mar 2011 to 8 Dec 2019)
  • Patrick van der Vorst

    IRN PXV01218

    • CF1 Director (AR) (8 Nov 2013 to 8 Mar 2017)
  • Philip Andrew Barton

    IRN PAB00132

    • Responsible for Insurance Distribution (since 19 Dec 2023)
    • SMF1 Chief Executive (since 19 Dec 2023)
  • Richard Peter Thompson

    IRN RPT01045

    • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2011)
    • CF29 Significant management (1 Nov 2007 to 1 Apr 2011)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2011)
    • CF1 Director (14 Jan 2005 to 1 Apr 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 1 Apr 2011)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Robert Martin Thacker

    IRN RMT01106

    • CF1 Director (AR) (16 Jan 2020 to 27 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.