Date authorised
1 April 2013
Companies House
SC338649
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3a Dublin Meuse
    Edinburgh
    Midlothian
    EH3 6NW
    UNITED KINGDOM
    Phone
    +4401312206900
  • Complaints Contact

    3a Dublin Meuse
    Edinburgh
    Midlothian
    EH3 6NW
    UNITED KINGDOM
    Phone
    +441315560044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Henderson

    IRN MXH02956

    • CF30 Customer (7 Dec 2015 to 30 Sep 2018)
  • Patricia El Jichi

    IRN PXE01228

    • [FCA CF] Client dealing (since 5 Jun 2024)
  • Paul Atkinson

    IRN PXA01302

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Feb 2009 to 8 Dec 2019)
  • Paul Munn

    IRN PXM02029

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (8 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2013 to 8 Dec 2019)
    • CF1 Director (21 Mar 2013 to 8 Aug 2017)
  • Pauline Cassie

    IRN PXC02416

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • Robert David Higginson

    IRN RDH01105

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Feb 2009 to 8 Dec 2019)
  • Thomas Croy

    IRN TXC00423

    • [FCA CF] Client dealing (since 31 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.