Panmure Liberum Limited

• Principal Place of Business

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

  Web

  https://www.panmureliberum.com

• Complaints Contact

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aubrey Richard Powell

  IRN ARP01080

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF23 Corporate Finance Adviser (16 Jun 2005 to 31 Oct 2007)
• Barrie James Cornes

  IRN BJC01054

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 31 May 2019)
  • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
• Barry Graeme Wainwright

  IRN BGW01016

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Dec 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Dec 2023)
  • CF11 Money Laundering Reporting (16 Oct 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (16 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Oct 2018 to 8 Dec 2019)
• Barun Singh

  IRN BXS00472

  • [FCA CF] Client dealing (since 11 Feb 2026)
• Ben Miles Sandwith

  IRN BXM14882

  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Benedict Anthony John Hernaman Hunt

  IRN BAH01067

  • [FCA CF] Client dealing (since 16 Dec 2024)
• Benjamin Adam Handler

  IRN BAH01073

  • [FCA CF] Client dealing (since 22 Apr 2024)
• Benjamin Andrew Oakley Roberts

  IRN BAR01052

  • CF30 Customer (1 Jul 2013 to 18 Aug 2015)
• Benjamin Fuller

  IRN BXF01087

  • [FCA CF] Material risk taker (since 18 Jun 2025)
  • [FCA CF] Manager of certification employee (since 18 Jun 2025)
  • [FCA CF] Client dealing (since 18 Jun 2025)
• Benjamin James Davis

  IRN BJD01089

  • [FCA CF] Manager of certification employee (1 Jul 2024 to 16 Nov 2024)
  • [FCA CF] Client dealing (1 Jul 2024 to 16 Nov 2024)

• Panmure Liberum Cambridge Capital Limited

  FRN 1022870 · Appointed 31 Jan 2025

• PrimeXtend Limited (no longer appointed)

  FRN 764257 · Appointed 11 Nov 2016 · Until 7 Sep 2021 · Tied agent

• GMP Securities Europe LLP (no longer appointed)

  FRN 461535 · Appointed 18 Dec 2006 · Until 4 Feb 2008

No changes recorded yet.