Palliser Capital (UK) Ltd

• Principal Place of Business

  Palliser House

  Palliser Road

  London

  W14 9EQ

  UNITED KINGDOM

  Phone

  +4402081591101

  Web

  https://www.pallisercap.com

• Complaints Contact

  Palliser House

  Palliser Road

  London

  W14 9EQ

  UNITED KINGDOM

  Phone

  +442081591101

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Armenio Ara Pierre Marie Keusseyan

  IRN AAK01089

  • [FCA CF] Client dealing (2 Aug 2021 to 31 Aug 2024)
• Bryan Hyunjoon Cheun

  IRN BXC00358

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Daniel Berg

  IRN DXB02556

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Daniel Berschader

  IRN DXB12585

  • [FCA CF] Client dealing (since 4 Oct 2021)
• George Allcroft

  IRN GXA01419

  • [FCA CF] Client dealing (since 2 Aug 2021)
• James Nicholas Barrie Smith

  IRN JNS01085

  • [FCA CF] Client dealing (since 2 Aug 2021)
  • SMF1 Chief Executive (since 19 Jul 2021)
  • SMF3 Executive Director (since 19 Jul 2021)
• Jean-Samuel Hentz

  IRN JXH01163

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Jeremy John White

  IRN JJW01112

  • SMF16 Compliance Oversight (since 19 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2021)
  • SMF3 Executive Director (4 Mar 2021 to 28 Jul 2021)
• Paul Michael Reid

  IRN PMR01040

  • [FCA CF] Client dealing (since 2 Aug 2021)
• Penelope Claire Millar

  IRN PCM01063

  • [FCA CF] Client dealing (2 Aug 2021 to 1 Aug 2025)

No changes recorded yet.