Date authorised
1 April 2013
Companies House
04876135
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 27
    8 Shepherd Market
    Mayfair
    London
    W1J 7JY
    UNITED KINGDOM
    Phone
    +447967392181
  • Complaints Contact

    Suite 27
    8 Shepherd Market
    Mayfair
    London
    W1J 7JY
    UNITED KINGDOM
    Phone
    +447967392181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam David Matthew Sommerfeld

    IRN AXS06762

    • CF1 Director (AR) (4 Feb 2022 to 31 Mar 2025)
    • CF30 Customer (4 Feb 2022 to 31 Mar 2025)
    • CF3 Chief Executive (AR) (4 Feb 2022 to 31 Mar 2025)
  • Alan Roy Matthews

    IRN ARM01104

    • CF1 Director (AR) (since 11 Dec 2024)
    • CF30 Customer (since 11 Dec 2024)
  • Alastair Fergus Mackenzie Wright

    IRN AFW01039

    • CF30 Customer (29 May 2020 to 21 Sep 2023)
    • CF1 Director (AR) (29 May 2020 to 21 Sep 2023)
  • Alina Truhina

    IRN AXT00555

    • CF30 Customer (26 Jun 2023 to 18 Dec 2025)
    • CF1 Director (AR) (26 Jun 2023 to 18 Dec 2025)
  • Andrew Halsall

    IRN AXH01261

    • CF30 Customer (1 Nov 2007 to 2 Aug 2017)
    • CF3 Chief Executive (13 Oct 2005 to 2 Aug 2017)
    • CF27 Investment Management (13 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (13 Oct 2005 to 31 Oct 2007)
    • CF1 Director (13 Oct 2005 to 2 Aug 2017)
  • Andrew Philip McAuliffe

    IRN APM01085

    • CF1 Director (AR) (10 Jun 2020 to 21 Sep 2023)
    • CF30 Customer (10 Jun 2020 to 21 Sep 2023)
  • Anjali Bakhru

    IRN AXB01311

    • CF1 Director (AR) (3 Apr 2023 to 15 Jul 2024)
    • CF30 Customer (3 Apr 2023 to 15 Jul 2024)
  • Anthony Tudor St John

    IRN ATS01020

    • SMF3 Executive Director (9 Dec 2019 to 14 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)
    • CF1 Director (13 Oct 2005 to 8 Dec 2019)
  • Brian Farrugia

    IRN BXF01273

    • CF1 Director (AR) (3 Apr 2023 to 15 Jul 2024)
    • CF30 Customer (3 Apr 2023 to 15 Jul 2024)
  • Darren Ian Wilkinson

    IRN DIW01028

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Mar 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.