Page Kirk Financial Services LLP

• Principal Place of Business

  Sherwood House

  7 Gregory Boulevard

  Nottingham

  Nottinghamshire

  NG7 6LB

  UNITED KINGDOM

  Phone

  +4401159936000

  Web

  https://www.pkfs.co.uk

• Complaints Contact

  Sherwood House

  7 Gregory Boulevard

  Nottingham

  Nottinghamshire

  NG7 6LB

  UNITED KINGDOM

  Phone

  +4401159936000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Angela Jane Huggins

  IRN AJH01352

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (23 Oct 2010 to 8 Dec 2019)
• Fabian Taylor

  IRN FXT01211

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 23 Feb 2022)
  • [FCA CF] Client dealing (since 27 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
• Geoffrey Stuart Cree

  IRN GSC01070

  • CF4 Partner (23 Oct 2010 to 1 Apr 2015)
• Iain David Barker

  IRN IDB01061

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
  • CF4 Partner (23 Oct 2010 to 8 Dec 2019)
• John Stanley Wallis

  IRN JSW01095

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Oct 2016)
  • Responsible for Insurance Mediation (23 Oct 2010 to 30 Sep 2018)
  • CF4 Partner (23 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Oct 2010 to 8 Dec 2019)
• Lesley Ann Tooley

  IRN LAT01054

  • CF4 Partner (8 Dec 2016 to 31 Mar 2017)
  • CF11 Money Laundering Reporting (23 Oct 2010 to 31 Mar 2017)
• Martin Paul Mellor

  IRN MPM01117

  • CF4 Partner (23 Oct 2010 to 31 Mar 2017)
• Philip Guy Staniforth

  IRN PGS01102

  • CF4 Partner (23 Oct 2010 to 1 Apr 2013)
• Richard William Bonnello

  IRN RWB01086

  • SMF27 Partner (9 Dec 2019 to 13 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Nov 2025)
  • CF4 Partner (23 Oct 2010 to 8 Dec 2019)
• Sue Walker

  IRN SRR01037

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Oct 2010 to 21 Dec 2012)

No changes recorded yet.