Date authorised
1 April 2013
Companies House
02208246
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Woburn House
    84 St. Benedicts Street
    Norwich
    Norfolk
    NR2 4AB
    UNITED KINGDOM
    Phone
    +4401603630684
  • Complaints Contact

    Woburn House
    84 St. Benedicts Street
    Norwich
    Norfolk
    NR2 4AB
    UNITED KINGDOM
    Phone
    +4401603701420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Wilfred Savage

    IRN DWS00001

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
  • David William Hurrell

    IRN DWH00005

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jan 2026)
    • Responsibility for MCD Intermediation (28 Apr 2016 to 15 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 6 Jun 2013)
    • Responsible for Insurance Mediation (2 Mar 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Geoffrey Roy Tisshaw

    IRN GRT00001

    • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
  • Helen Kay Burt

    IRN HKB01003

    • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 4 Jun 2004)
  • Jane Elizabeth Armstrong

    IRN JEA00018

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
  • John Lockyer Doney

    IRN JLD00002

    • Responsibility for MCD Intermediation (since 16 Jan 2026)
    • SMF3 Executive Director (since 16 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2026)
    • SMF16 Compliance Oversight (since 16 Jan 2026)
  • Paul Frederick Campbell

    IRN PFC00005

    • CF21 Investment Adviser (23 Jul 2003 to 9 Sep 2004)
  • Roderick Euan McKenzie

    IRN REM00003

    • CF21 Investment Adviser (27 May 2003 to 27 Feb 2004)
  • Sharon Rigby

    IRN SXR01965

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
  • Simon William Cooper

    IRN SWC00002

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 11 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.