Date authorised
1 April 2013
Companies House
04057879
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865
  • Complaints Contact

    79 Chantry Road
    Disley
    Stockport
    Cheshire
    SK12 2BE
    UNITED KINGDOM
    Phone
    +4407718586865

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Agata Katarzyna Molinska

    IRN AXM00071

    • CF30 Customer (26 Sep 2020 to 30 Sep 2021)
  • Alison Rae Brister

    IRN ARB01302

    • CF3 Chief Executive (AR) (14 Sep 2018 to 28 Sep 2021)
    • CF1 Director (AR) (24 Mar 2017 to 18 Sep 2018)
    • CF30 Customer (24 Mar 2017 to 28 Sep 2021)
  • Andrew Charles Patterson Ross

    IRN AXR91539

    • CF1 Director (AR) (21 Aug 2020 to 1 Oct 2021)
  • Andrey Kartashov

    IRN AAK01106

    • CF1 Director (AR) (12 May 2021 to 30 Sep 2021)
    • CF30 Customer (12 May 2021 to 30 Sep 2021)
  • Bethan Natalie Sleeman Jenkins

    IRN BNS01015

    • CF1 Director (AR) (22 Jan 2015 to 16 Dec 2016)
  • Clive Maudsley

    IRN CXM02195

    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Dec 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Dec 2012 to 8 Dec 2019)
    • CF1 Director (11 Dec 2012 to 8 Dec 2019)
  • Daniel Konrad Mytnik

    IRN DKM01031

    • CF4 Partner (AR) (10 Jun 2015 to 11 Jan 2016)
    • CF30 Customer (10 Jun 2015 to 11 Jan 2016)
  • David Parker Moss

    IRN DPM01159

    • CF1 Director (AR) (8 Jun 2021 to 30 Sep 2021)
  • Dylan Jones

    IRN RDJ01049

    • CF3 Chief Executive (AR) (15 Feb 2022 to 27 Jun 2022)
    • CF30 Customer (15 Feb 2022 to 27 Jun 2022)
  • Emma Victoria Edelson

    IRN EXE01022

    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (13 Feb 2017 to 28 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2021)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 19 Apr 2005)
    • CF11 Money Laundering Reporting (30 Apr 2002 to 1 Aug 2004)
    • CF10 Compliance Oversight (30 Apr 2002 to 1 Aug 2004)
    • CF1 Director (30 Apr 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Apr 2002 to 31 Oct 2007)
    • CF3 Chief Executive (30 Apr 2002 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.