Owen and Associates

• Principal Place of Business

  Owen & Associates

  33 Gay Street

  Bath

  Bath And North East Somerset

  BA1 2NT

  UNITED KINGDOM

  Phone

  +4401225429479

• Complaints Contact

  Owen & Associates

  33 Gay Street

  Bath

  Bath And North East Somerset

  BA1 2NT

  UNITED KINGDOM

  Phone

  +4401225429479

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or mortgage advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Setter

  IRN RXS01794

  • CF7 Sole Trader (AR) (2 Feb 2006 to 31 Jan 2007)
• Rosemary June Cane

  IRN RXC00471

  • CF1 Director (AR) (since 16 Feb 2022)
• Ross John Kelly

  IRN RJK00005

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • CF4 Partner (AR) (1 Dec 2001 to 31 Dec 2003)
• Rowland Walter Birkwood

  IRN RWB00028

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
• Russell David Cotter

  IRN RDC00004

  • CF22 Investment Adviser (Trainee) (1 May 2002 to 31 Dec 2003)
• Russell Green

  IRN RXG82429

  • CF1 Director (AR) (6 Apr 2023 to 31 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (1 Oct 2021 to 31 Jan 2025)
• STUART Arnold

  IRN SXA00014

  • CF21 Investment Adviser (16 Jun 2003 to 31 Dec 2003)
• Sara Lynn Tucker

  IRN SXT00452

  • CF1 Director (AR) (since 7 Sep 2022)
• Sarah Jane Brown

  IRN SJB01465

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2023)
  • CF1 Director (AR) (since 16 Feb 2022)
• Stephen Samuel Sloman

  IRN SSS00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

• Francis Jacobs (no longer appointed)

  FRN 191409 · Appointed 22 Mar 1999 · Until 11 Sep 2024

• Ocean Financial Services Limited (no longer appointed)

  FRN 154438 · Appointed 2 Oct 1995 · Until 30 Apr 2018

• Steve Mears Limited (no longer appointed)

  FRN 177588 · Appointed 22 Sep 1995 · Until 25 Jan 2022

No changes recorded yet.