Date authorised
15 July 2019
Companies House
SC358475
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cadworks
    41 West Campbell Street
    Glasgow
    G2 6SE
    UNITED KINGDOM
    Phone
    +4403301028256
  • Complaints Contact

    Cadworks
    41 West Campbell Street
    Glasgow
    G2 6SE
    UNITED KINGDOM
    Phone
    +4408000320657

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Berry

    IRN DXB00632

    • [FCA CF] Significant management (15 Mar 2022 to 23 Oct 2023)
  • Emma Leech

    IRN EXL77110

    • [FCA CF] Significant management (since 9 Dec 2020)
  • George Penman

    IRN GXP00156

    • [FCA CF] Significant management (13 Jan 2021 to 9 Sep 2022)
  • Jason John Alexander Howie

    IRN JJH01197

    • SMF1 Chief Executive (since 11 Jan 2021)
    • Responsible for Insurance Distribution (since 11 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)
  • Joseph Gordon

    IRN JXG31560

    • SMF3 Executive Director (19 Jul 2022 to 31 Dec 2024)
    • SMF9 Chair of the Governing Body (19 Jul 2022 to 31 Dec 2024)
  • Mathew Phillip Moakes

    IRN MXM22207

    • SMF9 Chair of the Governing Body (since 29 Jan 2025)
    • SMF3 Executive Director (since 20 Apr 2023)
  • Michelle Little

    IRN MXL00542

    • [FCA CF] Significant management (25 Apr 2023 to 31 Dec 2023)
  • Raman Bhatia

    IRN RXB09022

    • CF1 Director (AR) (2 Sep 2021 to 31 May 2024)
    • SMF3 Executive Director (16 Jul 2021 to 22 Jul 2022)
    • SMF9 Chair of the Governing Body (16 Jul 2021 to 22 Jul 2022)
  • Robert John Lloyd Tong-Davies

    IRN RXD00410

    • SMF16 Compliance Oversight (since 28 Jul 2023)
  • Simon Richard John Clarke

    IRN SRC01192

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF10 Compliance Oversight (15 Jul 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.