Ottaways Insurance & Investment Consultants

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Edmund Alexander Bourne
IRN EAB00001
- (2)Employed By (3 Dec 1999 to 30 Jun 2004)
Julia Shearman
IRN JXS00126
- (4)Employed By (26 Oct 2015 to 12 Oct 2023)
Marcus Andrew Carter
IRN MAC00056
- (1)Employed By (1 Oct 1998 to 31 Aug 2015)
Marcus Andrew Ryan Carter
IRN MAC01417
- (1)Employed By (since 3 Dec 2015)
Mark Castle
IRN MFC01058
- (2)Employed By (since 22 Oct 2015)
- (5)Employed By (14 Aug 2007 to 31 Aug 2015)
Michael John Stevens
IRN MJS00022
- (3)Employed By (27 Jun 2008 to 4 Dec 2008)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.