OTCX Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6 Dowgate HillLondonEC4R 2SUUNITED KINGDOM- Phone
- +442070604750
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Complaints Contact
6 Dowgate HillLondonEC4R 2SUUNITED KINGDOM- Phone
- +442070604750
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Structured Deposits
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Structured Deposits
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trading Platform
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Fraser Benson
IRN FXB00192
- SMF3 Executive Director (since 2 Feb 2024)
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Nicolas Charles Jacques Koechlin
IRN NCK01029
- SMF1 Chief Executive (since 23 Jul 2023)
- SMF3 Executive Director (since 23 Jul 2023)
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Paul William Stones
IRN PWS01092
- SMF16 Compliance Oversight (since 23 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2023)
- SMF3 Executive Director (since 23 Jul 2023)
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Robert Hayim
IRN RXH01699
- SMF9 Chair of the Governing Body (since 23 Jul 2023)
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Roland Alexander Edward Muirhead
IRN RXM00861
- SMF3 Executive Director (since 23 Jul 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.